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13D Filing: Viex Capital Advisors and Yume Inc (YUME)

Published on February 11, 2016 at 11:56 am by Meena Krishnamsetty in Hedge Funds, News
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Page 10 of 14 SEC Filing

B.
Series Two
 
(a)
As of the close of business on February 10, 2016, Series Two beneficially owned 561,269 Shares.
Percentage: Approximately 1.6%
 
(b)
1. Sole power to vote or direct vote: 0
 
2. Shared power to vote or direct vote: 561,269
 
3. Sole power to dispose or direct the disposition: 0
 
4. Shared power to dispose or direct the disposition: 561,269
 
(c)
Series Two has not entered into any transactions in the Shares since the filing of Amendment No. 3.
C.
VSO II
 
(a)
As of the close of business on February 10, 2016, VSO II beneficially owned 2,146,501 Shares.
Percentage: Approximately 6.2%
 
(b)
1. Sole power to vote or direct vote: 0
 
2. Shared power to vote or direct vote: 2,146,501
 
3. Sole power to dispose or direct the disposition: 0
 
4. Shared power to dispose or direct the disposition: 2,146,501
 
(c)
The transactions in the Shares by VSO II since the filing of Amendment No. 3 are set forth in Schedule A and are incorporated herein by reference.
D.
VIEX GP
 
(a)
VIEX GP, as the general partner of Series One and Series Two, may be deemed the beneficial owner of the (i) 2,591,733 shares owned by Series One and (ii) 561,269 shares owned by Series Two.
Percentage: Approximately 9.2%
 
(b)
1. Sole power to vote or direct vote: 0
 
2. Shared power to vote or direct vote: 3,153,002
 
3. Sole power to dispose or direct the disposition: 0
 
4. Shared power to dispose or direct the disposition: 3,153,002
 
(c)
VIEX GP has not entered into any transactions in the Shares since the filing of Amendment No. 3.
E.
VSO GP II
 
(a)
VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the 2,146,501 shares owned by VSO II.
Percentage: Approximately 6.2%

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