13D Filing: Viex Capital Advisors and Emcore Corp (NASDAQ:EMKR)

E.	VIEX Capital

(a)

VIEX Capital, as the investment manager of Series One and VSO II, may be deemed the beneficial owner of the (i) 1,089,296 Shares owned by Series One and (ii) 670,281 owned by VSO II.

Percentage: Approximately 6.8%

(b)

1. Sole power to vote or direct vote: 0

2. Shared power to vote or direct vote: 1,759,577

3. Sole power to dispose or direct the disposition: 0

4. Shared power to dispose or direct the disposition: 1,759,577

(c)

VIEX Capital has not entered into any transactions in the Shares since the filing of the Schedule 13D. The transactions in the Shares on behalf of each of Series One and VSO II since the filing of the Schedule 13D are set forth in Schedule A and are incorporated herein by reference.

F.	Eric Singer

(a)

Mr. Singer, as the managing member of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the (i) 1,089,296 Shares owned by Series One and (ii) 670,281 owned by VSO II.

Percentage: Approximately 6.8%

(b)

1. Sole power to vote or direct vote: 0

2. Shared power to vote or direct vote: 1,759,577

3. Sole power to dispose or direct the disposition: 0

4. Shared power to dispose or direct the disposition: 1,759,577

(c)

Mr. Singer has not entered into any transactions in the Shares since the filing of the Schedule 13D. The transactions in the Shares on behalf of each of Series One and VSO II since the filing of the Schedule 13D are set forth in Schedule A and are incorporated herein by reference.

The filing of this Schedule 13D shall not be construed as an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any of the Shares reported herein. Each Reporting Person disclaims beneficial ownership of such Shares except to the extent of his or its pecuniary interest therein.

Item 6.

Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer.

Item 6 is hereby amended to add the following:

On April 18, 2016, VIEX agreed to the Standstill Provision defined and described in Item 4 above.

13D Filing: Viex Capital Advisors and Emcore Corp (NASDAQ:EMKR)

Published on April 21, 2016 at 2:05 pm by Insider Monkey Staff in Hedge Funds, News

Page 10 of 12 – SEC Filing

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