Page 7 of 12 – SEC Filing
Amendment No. 3 to Statement on Schedule
13D
This Amendment No. 3 (“Amendment
No. 3”) amends and restates the statement on Schedule 13D initially filed on April 7, 2014 and amended on February 7, 2017
and March 13, 2017 (as amended, the “Original Schedule 13D”) relating to the beneficial ownership of common stock,
par value $0.0001 per share (“Common Stock”), of Versartis, Inc., a Delaware corporation (“Issuer”), filed
by and on behalf of Sofinnova Venture Partners VIII, L.P., a Delaware limited partnership (“SVP VIII”), Sofinnova Management
VIII, L.L.C., a Delaware limited liability company (“SM VIII”), Dr. Srinivas Akkaraju (“Akkaraju”), Dr.
Michael F. Powell (“Powell”), Dr. James I. Healy (“Healy”), and Dr. Anand Mehra (“Mehra”).
Akkaraju is no longer a managing member of SM VIII, and “Reporting Persons” shall mean SVP VIII, SM VIII, Powell, Healy
and Mehra, collectively. Information given in response to each item shall be deemed incorporated by reference in all other items,
as applicable. This Amendment No. 3 is being filed to report the disposition of shares of Common Stock by SVP VIII.
| ITEM 1. | SECURITY AND ISSUER. |
(a) The
class of equity securities to which this statement relates is the Common Stock of the Issuer.
(b) The
Issuer’s principal executive offices are located at 275 Shoreline Drive, Suite 450, Redwood City, California 94065.
| ITEM 2. | IDENTITY AND BACKGROUND. |
(a) The
persons and entities filing this Schedule 13D are SVP VIII, SM VIII, Powell, Healy and Mehra. SM VIII, the general partner of SVP
VIII, may be deemed to have sole power to vote and sole power to dispose of shares of the Issuer directly owned by SVP VIII.
(b) The
address of the principal place of business for each of the Reporting Persons is c/o Sofinnova Ventures, 3000 Sand Hill Road, Bldg
4, Suite 250, Menlo Park, California 94025.
(c) The
principal occupation of each of the Reporting Persons is the venture capital investment business. The principal business of SVP
VIII is to make investments in private and public companies, and the principal business of SM VIII is to serve as the general partner
of SVP VIII. Powell, Healy and Mehra are the managing members of SM VIII.
(d) During
the last five years, none of the Reporting Persons has been convicted in any criminal proceeding (excluding traffic violations
or similar misdemeanors).
(e) During
the last five years, none of the Reporting Persons has been a party to a civil proceeding of a judicial or administrative body
of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future
violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with
respect to such laws.
(f) SVP
VIII is a Delaware limited partnership. SM VIII is a Delaware limited liability company. Powell, Healy, and Mehra are U.S. citizens.
