13D Filing: Versant Venture Capital IV, L.P. and Crispr Therapeutics AG (CRSP)

Page 13 of 18

Page 13 of 18 – SEC Filing

 

Item 5.   Interest in Securities of the Issuer

 

Solely on behalf of, and only to the extent that it relates to the Reporting Persons Item 5 of the Original Filing is hereby amended as follows:

 

The following information with respect to the Common Stock of the Issuer by the Reporting Persons filing this statement on Schedule 13D is provided as of the date of this filing:

 

Reporting Persons

 

Shares Held
Directly

 

Sole Voting
Power

 

Shared
Voting
Power

 

Sole
Dispositive
Power

 

Shared
Dispositive
Power

 

Beneficial
Ownership

 

Percentage
of Class (1)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

VVC IV

 

2,736,032

 

2,736,032

 

0

 

2,736,032

 

0

 

2,736,032

 

6.74

%

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

VSF IV

 

16,224

 

16,224

 

0

 

16,224

 

0

 

16,224

 

0.04

%

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

VV IV

 

0

 

0

 

2,752,256

 

0

 

2,752,256

 

2,752,256

 

6.78

%

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

VVC V

 

1,629,204

 

1,629,204

 

0

 

1,629,204

 

0

 

1,629,204

 

4.01

%

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

VAF V

 

47,801

 

47,801

 

0

 

47,801

 

0

 

47,801

 

0.12

%

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

VOA

 

52,987

 

52,987

 

0

 

52,987

 

0

 

52,987

 

0.13

%

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

VV V

 

0

 

0

 

1,729,992

 

0

 

1,729,992

 

1,729,992

 

4.26

%

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

VVC CAN

 

123,994

 

123,994

 

0

 

123,994

 

0

 

123,994

 

0.31

%

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

VV V CAN GP

 

0

 

0

 

123,994

 

0

 

123,994

 

123,994

 

0.31

%

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

VV V CAN

 

0

 

0

 

123,994

 

0

 

123,994

 

123,994

 

0.31

%

 


(1) This calculation is based upon 40,591,669 Common Shares outstanding as of August 7, 2017, as reported in the Issuers 10-Q filed with the SEC  on August 10, 2017.

 

(a)    Except as set forth herein, none of the Reporting Persons has effected any transactions in shares of the Issuers Common Stock during the last 60 days.

(b)    No other person is known to have the right to receive or the power to direct the receipt of dividends from, or any proceeds from the sale of, the shares of Common Stock beneficially owned by any of the Reporting Persons.

(c)     Not applicable.

(d)  Not applicable.

(e)  Not applicable.

 

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