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13D Filing: Unterberg Capital Stockpiling Shares of Fusion Telecommunications International Inc (FSNN)

Published on February 12, 2016 at 12:46 pm by Meena Krishnamsetty in Hedge Funds, News
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Page 11 of 13 SEC Filing

Item 5. Interest in Securities of the Issuer.
a. State the aggregate number and percentage of the class of securities identified pursuant to Item 1 beneficially owned by each person named in Item 2.
Unterberg Capital, LLC
(a) Amount beneficially owned: 4,029,499
(b) Percent of class: 27.24%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 0
(ii) Shared power to vote or to direct the vote: 4,029,499
(iii) Sole power to dispose or to direct the disposition of: 0
(iv) Shared power to dispose or to direct the disposition of: 4,029,499
Unterberg Technology Partners GP, LLC
(a) Amount beneficially owned: 1,834,862
(b) Percent of class: 12.40%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 0
(ii) Shared power to vote or to direct the vote: 1,834,862
(iii) Sole power to dispose or to direct the disposition of: 0
(iv) Shared power to dispose or to direct the disposition of: 1,834,862
UKC  GP, LLC
(a) Amount beneficially owned: 2,194,637
(b) Percent of class: 14.84%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 0
(ii) Shared power to vote or to direct the vote: 2,194,637
(iii) Sole power to dispose or to direct the disposition of: 0
(iv) Shared power to dispose or to direct the disposition of: 2,194,637
Unterberg Technology Partners, LP
(a) Amount beneficially owned: 1,834,862
(b) Percent of class: 12.40%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 0
(ii) Shared power to vote or to direct the vote: 1,834,862
(iii) Sole power to dispose or to direct the disposition of: 0
(iv) Shared power to dispose or to direct the disposition of: 1,834,862
Unterberg Koller Capital Fund, L.P.
(a) Amount beneficially owned: 2,194,637
(b) Percent of class: 14.84%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 0
(ii) Shared power to vote or to direct the vote: 2,194,637
(iii) Sole power to dispose or to direct the disposition of: 0
(iv) Shared power to dispose or to direct the disposition of: 2,194,637
Thomas I. Unterberg
(a) Amount beneficially owned: 4,029,499
(b) Percent of class: 27.24%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 0
(ii) Shared power to vote or to direct the vote: 4,029,499

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