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13D Filing: Unterberg Capital Stockpiling Shares of Fusion Telecommunications International Inc (FSNN)

Published on February 12, 2016 at 12:46 pm by Meena Krishnamsetty in Hedge Funds, News
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Unterberg Capital has just filed a Form 13D with the SEC, updating the regulatory body with the latest information related to its ownership position in Fusion Telecommunications Int’l, Inc. (NASDAQ:FSNN). The activist filing shows that the fund purchased over 1.83 million shares on December 14 and received over 1.66 million shares today through the conversion of Series B-2 Senior cumulative convertible preferred stock. The investment firm now has beneficial ownership of 27.24% of Fusion Telecommunications’ shares. You can see the filing embedded below and on the following pages.

You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Unterberg Capital 0 4,029,499 0 4,029,499 4,029,499 27.24%
Unterberg Technology Partners GP, 0 1,834,862 0 1,834,862 1,834,862 12.40%
UKC GP, 0 2,194,637 0 2,194,637 2,194,637 14.84%
Unterberg Technology Partners, 0 1,834,862 0 1,834,862 1,834,862 12.40%
Unterberg Koller Capital Fund, 0 2,194,637 0 2,194,637 2,194,637 14.84%
Thomas I. Unterberg 0 4,029,499 0 4,029,499 4,029,499 27.24%
Ross A. Koller 0 4,029,499 0 4,029,499 4,029,499 27.24%

Page 1 of 13 SEC Filing

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. ________)*
(Name of Issuer)
Fusion Telecommunications International, Inc.
(Title of Class of Securities)
Common Stock, $0.01 par value
(CUSIP Number)
36113B400
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
Attn: Marjorie Caldon
212-745-1141
445 Park Ave., Room 901
New York, NY 10022
(Date of Event which Requires Filing of this Statement)
February 11, 2016
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ☒
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

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