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Ownership Summary Table
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Zephyr Holdco | 0 | 10,782,865 | 0 | 10,782,865 | 10,782,865 | 19.9% |
| True Wind Capital | 0 | 10,782,865 | 0 | 10,782,865 | 10,782,865 | 19.9% |
| True Wind Capital GP | 0 | 10,782,865 | 0 | 10,782,865 | 10,782,865 | 19.9% |
| James H. Greene, Jr | 0 | 10,782,865 | 0 | 10,782,865 | 10,782,865 | 19.9% |
| Adam H. Clammer | 0 | 10,782,865 | 0 | 10,782,865 | 10,782,865 | 19.9% |
Page 1 of 16 – SEC Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. )*
ZIX
CORPORATION
(Name of Issuer)
Common Stock, $0.01 par value per share
(Title of Class of Securities)
98974P100
(CUSIP Number)
James H. Greene, Jr.
True Wind Capital Management, L.P.
Four Embarcadero Center, Suite 2350
San Francisco, CA 94111
(415) 780-9975
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
With copies to:
William Brentani, Esq.
Simpson Thacher & Bartlett LLP
2475 Hanover Street
Palo
Alto, California 94304
(650) 251-5000
February 20, 2019
(Date of Event which Requires Filing of this Statement)
If the filing person has
previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e),
240.13d-1(f) or 240.13d-1(g), check the following box. ☐
Note: Schedules filed in paper format shall
include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
| * | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities
Exchange Act of 1934, as amended (the Exchange Act), or otherwise subject to the liabilities of that section of the Exchange Act but shall be subject to all other provisions of the Exchange Act (however, see the Notes).
