13D Filing: Trian Partners and Pentair PLC (PNR)

Page 14 of 29

Page 14 of 29 – SEC Filing

1
NAME OF REPORTING PERSON
Trian Partners Strategic Investment Fund-D, L.P.
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
98-1108184
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)  [_]
(b)  [_]
3
SEC USE ONLY
4
SOURCE OF FUNDS
WC
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
[_]
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
446,245
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
446,245
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
446,245
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
[X]
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.24%*
14
TYPE OF REPORTING PERSON
PN
_______
*   Calculated based on 182,245,086 ordinary shares outstanding as of March 31, 2017, as reported in the Issuer’s Form 10-Q.

Follow Pentair Plc (NYSE:PNR)

Page 14 of 29