13D Filing: Towerbrook Investors, Ltd. and Ladder Capital Corp (LADR)

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Page 7 of 14 – SEC Filing

 

CUSIP No.   505743 104

Schedule 13D

 

 

 

1

Names of Reporting Persons
I.R.S. Identification Nos. of Above Persons (Entities Only)
Neal Moszkowski

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 o

 

 

(b)

 o

 

 

3

SEC Use Only

 

 

4

Source of Funds (See Instructions)
OO

 

 

5

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6

Citizenship or Place of Organization
U.S.A.

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7

Sole Voting Power
28,436*

 

8

Shared Voting Power
5,380,758*

 

9

Sole Dispositive Power
28,436*

 

10

Shared Dispositive Power
5,380,758*

 

 

11

Aggregate Amount Beneficially Owned by Each Reporting Person
5,380,758*

 

 

12

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13

Percent of Class Represented by Amount in Row (11)
4.9%*

 

 

14

Type of Reporting Person (See Instructions)
IN

 


*  See Item 5.

 

7


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