13D Filing: Thomas H Lee and Independent Bank Group Inc. (NASDAQ:IBTX)

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Page 5 of 11 – SEC Filing

1
NAME OF REPORTING PERSONS
Thomas H. Lee
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
(b)
3
SEC USE ONLY
4
SOURCE OF FUNDS
 SC
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
1,933,495
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
1,933,495
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,933,495
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.0%*
14
TYPE OF REPORTING PERSON
IN
*The percentage of the class was calculated based on 18,922,726 shares of Common Stock of the Issuer outstanding as of March 6, 2017 as reported in the Issuer’s Form 10-K filed with the Securities and Exchange Commission on March 8, 2017 and 8,804,751 shares of Common Stock issued in connection with the Merger (as defined below).

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