13D Filing: Third Point and Baxter International Inc (BAX)

NAME OF
REPORTING PERSONS

Third Point LLC

CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP

(a)  ☐        (b)  ☒

SEC USE ONLY

SOURCE OF FUNDS

AF

CHECK IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

☐

CITIZENSHIP OR PLACE OF
ORGANIZATION

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

SOLE VOTING POWER

0

SHARED VOTING POWER

41,008,080 (see Item 5)

SOLE DISPOSITIVE POWER

0

SHARED DISPOSITIVE POWER

41,008,080 (see Item 5)

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

41,008,080 (see Item 5)

CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (11) EXCLUDES CERTAIN SHARES

☐

PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)

7.5%

TYPE OF REPORTING PERSON

OO