13D Filing: Sutter Hill Ventures and Cardica Inc (CRDC)

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Page 7 of 14 SEC Filing

CUSIP No.  14141R309
 
 
1.
Names of Reporting Persons
Michael L. Speiser
 
 
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
   
(a)
 o
   
(b)
 x
 
 
3.
SEC Use Only
 
 
4.
Source of Funds (See Instructions)
PF
 
 
5.
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o
 
 
6.
Citizenship or Place of Organization
United States
 
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
7.
Sole Voting Power
21,947*
 
8.
Shared Voting Power
296,614**
 
9.
Sole Dispositive Power
21,947*
 
10.
Shared Dispositive Power
296,614**
 
 
11.
Aggregate Amount Beneficially Owned by Each Reporting Person
318,561
 
 
12.
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o
 
 
13.
Percent of Class Represented by Amount in Row (11)
3.6%
 
 
14.
Type of Reporting Person (See Instructions)
IN
____________________________
* See Note 7 on Appendix A.
** Includes shares owned by Sutter Hill Ventures, a California Limited Partnership. See Appendix A.
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