13D Filing: Sutter Hill Ventures and Cardica Inc (CRDC)

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Note 1:  Comprised of 296,614 common shares held directly by Sutter Hill Ventures, a California Limited Partnership (“SHV”).
Note 2:  Includes individual shares plus all shares held by SHV.  The individual is a managing director of the general partner of SHV.
Note 3:  Comprised of 26,468 shares held in The William H. Younger, Jr. Revocable Trust of which the reporting person is the trustee, 17,286 shares held by a retirement trust for the benefit of the reporting person, 44,415 shares held by Yovest, L.P. of which the reporting person is the trustee of a trust which is the general partner, 12,613 shares of director’s options which are fully vested and exercisable within 60 days after February 26, 2016.
Note 4:  Comprised of 26,390 shares held in The Coxe Revocable Trust of which the reporting person is a trustee, 35,815 shares held by a retirement trust for the benefit of the reporting person, 2,169 shares held in The Tamerlane Charitable Remainder Unitrust of which the reporting person is the trustee and 6,337 shares held by Rooster Partners, L.P. of which the reporting person is a trustee of a trust which is the general partner.
Note 5: Comprised of 22,187 shares held in The White Revocable Trust of which the reporting person is a trustee and 307 shares held by a retirement trust for the benefit of the reporting person.
Note 6: Comprised of 20,610 shares held in the Jeffrey W. and Christina R. Bird Trust of which the reporting person is a trustee.
Note 7: Comprised of 21,867 shares held in the Speiser Trust Agreement of which the reporting person is a trustee and 80 shares held by a retirement trust for the benefit of the reporting person.
Note 8: Comprised of 4,264 shares held in the Dyckerhoff 2001 Revocable Trust of which the reporting person is a trustee.
Note 9: Comprised of 4,264 shares held in The Pullara Revocable Trust of which the reporting person is a trustee.
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