13D Filing: Sutter Hill Ventures and Cardica Inc (CRDC)

Page 11 of 14

Page 11 of 14 SEC Filing

Item 4.
Purpose of Transaction
 
Item 4 of the Original Schedule 13D is hereby amended and supplemented by adding the following at the end thereof:
On February 26, 2016, in accordance with the terms of the its partnership agreement, SHV distributed 44,665 shares of the Issuer’s Common Stock to the managing directors of its general partner.
   
Item 5.
Interest in Securities of the Issuer
   
 
Item 5 of the Original Schedule 13D is hereby amended and restated in its entirety as follows:
 
(a) — (b) The responses to Nos. 7 — 13 of the several cover pages of the Schedule are incorporated herein by reference. Additionally, the information included in Appendix A hereto is also incorporated herein by reference.
   
  (c)  As a result of the distribution by SHV on February 26, 2016, the following Reporting Persons received the following shares:
Reporting Person
  
Number of Shares Received in Distribution
 
William H. Younger, Jr.
  
 
56
  
Tench Coxe
  
 
2,654
  
James N. White
  
 
6,084
  
Jeffrey W. Bird
  
 
6,948
  
Michael L. Speiser
   
21,099
 
Stefan A. Dyckerhoff
  
 
2,421
  
Samuel J. Pullara III
   
2,421
 
 
 
Except as set forth above, none of the Reporting Persons has effected any transactions in the Common Stock during the past 60 days.
 
(d) The Reporting Persons know of no other person having the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares beneficially owned by the Reporting Persons.
(e) As of February 26, 2016, the Reporting Persons no longer beneficially owned 5% of the Issuer’s outstanding Common Stock.
 
 
11

Follow Dextera Surgical Inc (NASDAQ:DXTR)

Page 11 of 14