13D Filing: Steel Partners and Steel Excel Inc. (SXCL)

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Page 8 of 13 SEC Filing

 

1

NAME OF REPORTING PERSONS

 

JAMES F. MCCABE, JR.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*(a) ☐

(b) ☐

3

SEC USE ONLY

4

SOURCE OF FUNDS

OO

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)☐

6

CITIZENSHIP OR PLACE OF ORGANIZATION

 

USA

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON WITH

7

SOLE VOTING POWER

 

6,007

8

SHARED VOTING POWER

 

– 0 –

9

SOLE DISPOSITIVE POWER

 

963

10

SHARED DISPOSITIVE POWER

 

– 0 –

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

6,007

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES☐

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

LESS THAN 1%

14

TYPE OF REPORTING PERSON

 

IN

 

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