13D Filing: Steel Partners and Aerojet Rocketdyne Holdings Inc. (AJRD)

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Page 8 of 17 – SEC Filing

1 NAME OF REPORTING PERSON
WARREN G. LICHTENSTEIN
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐
(b) ☐
3 SEC USE ONLY
4 SOURCE OF FUNDS
OO, AF
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)     ☐
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 283,317
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 60,546
PERSON WITH 9 SOLE DISPOSITIVE POWER
283,317
10 SHARED DISPOSITIVE POWER
60,546
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
343,863
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES     ☐
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
LESS THAN 1%
14 TYPE OF REPORTING PERSON
IN
8

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