13D Filing: Steel Excel Inc. and Api Technologies Corp. (ATNY)

Page 8 of 9 SEC Filing

  

(b)     Each of Steel Excel, SPHG Holdings, SPHG, Steel Holdings and Steel Holdings GP is deemed to have shared power to vote and dispose of the Shares owned directly by Steel Excel.

 

(c)     There were no transactions in the Shares by the Reporting Persons during the past 60 days.

 

Item 6.

Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer.

 

Item 6 is hereby amended to add the following:

 

On February 29, 2016, Steel Excel executed the Written Consent approving the Merger and adopting the Merger Agreement. Reference is made to Item 4 above for a more detailed description of the Written Consent.

 

Item 7. Material to be Filed as Exhibits.     

 

Item 7 is hereby amended to add the following exhibit:

 

99.1

Written Consent of Stockholders In Lieu of Meeting of API Technologies Corp.

 

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