13D Filing: Steel Excel Inc. and Api Technologies Corp. (ATNY)

1

NAME OF REPORTING PERSONS

STEEL EXCEL INC.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                                                                                           (a) ☐

                                                                                                                                                                                                               (b) ☐

3

SEC USE ONLY

4

SOURCE OF FUNDS

WC

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED

PURSUANT TO ITEM 2(d) OR 2(e)                                                                                                                                                       ☐

6

CITIZENSHIP OR PLACE OF ORGANIZATION

DELAWARE

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON WITH

7

SOLE VOTING POWER

– 0 –

8

SHARED VOTING POWER

11,434,278

9

SOLE DISPOSITIVE POWER

– 0 –

10

SHARED DISPOSITIVE POWER

11,434,278

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

11,434,278

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN

SHARES                                                                                                                                                                                                      ☐

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

20.5%

14

TYPE OF REPORTING PERSON

CO