13D Filing: Spruce House Investment Management LLC and Cimpress N.V. (CMPR)

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Page 10 of 12 – SEC Filing

 

CUSIP:
N20146101

 

E.       Mr.
Stein

 

  (a) As
of the close of business on October 10, 2017, Mr. Stein beneficially owned 16,805 Shares. Mr. Stein, as the manager of each
of Spruce Investment and Spruce Capital, may be deemed the beneficial owner of the 2,358,903 Shares owned by Spruce Partnership.
     
    Percentage:
7.6%
     
  (b) 1.
Sole power to vote or direct vote: 16,805
    2.
Shared power to vote or direct vote: 2,358,903
    3.
Sole power to dispose or direct the disposition: 16,805
    4.
Shared power to dispose or direct the disposition: 2,358,903
     
  (c) Mr.
Stein has not entered into any transactions in the Shares during the past sixty (60) days.

 

Each
Reporting Person, as a member of a “group” with the other Reporting Persons for the purposes of Section 13(d)(3) of
the Securities Exchange Act of 1934, as amended, may be deemed the beneficial owner of the Shares directly owned by the other
Reporting Persons. Each Reporting Person disclaims beneficial ownership of such Shares except to the extent of his or its pecuniary
interest therein.

 

  (d) No
person other than the Reporting Persons is known to have the right to receive, or the power to direct the receipt of dividends
from, or proceeds from the sale of, the Shares.
  (e) Not
applicable.

 

Item
6.
Contracts,
Arrangements, Understandings or Relationships With Respect to Securities of the Issuer
.

 

On
October 10, 2017, the Reporting Persons entered into a Joint Filing Agreement in which, among other things, the Reporting Persons
agreed to the joint filing on behalf of each of them of statements on Schedule 13D with respect to the securities of the Issuer.
The Joint Filing Agreement is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

 

Item
7.
Material
to be Filed as Exhibits
.

 

  99.1 Joint
Filing Agreement by and among Spruce House Investment Management LLC, Spruce House Capital LLC, The Spruce House Partnership
LP, Zachary Sternberg and Benjamin Stein, dated October 10, 2017.

 

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