13D Filing: Sparkle Byte Ltd Discloses Activist Stake in Casi Pharmaceuticals, Inc. (CASI)

1.

NAME OF REPORTING PERSON

Jianguang Li

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a) ☐ (b) ☐

3.

SEC USE ONLY

4.

SOURCE OF FUNDS

AF

5.

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐

6.

CITIZENSHIP OR PLACE OF ORGANIZATION

P.R. China

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

7.

Sole Voting Power

0

8.

Shared Voting Power

5,693,892 ⁽¹⁾

9.

Sole Dispositive Power

0

10.

Shared Dispositive Power

5,693,892 ⁽¹⁾

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

5,693,892

12.

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(See Instructions)

☐

13.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

13.6% ⁽²⁾

14.

TYPE OF REPORTING PERSON (See Instructions)

IN

13D Filing: Sparkle Byte Ltd Discloses Activist Stake in Casi Pharmaceuticals, Inc. (CASI)

Published on January 25, 2016 at 1:07 pm by Meena Krishnamsetty in Hedge Funds, News

Page 6 of 24 SEC Filing

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1.	NAME OF REPORTING PERSON Jianguang Li
2.	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) ☐ (b) ☐
3.	SEC USE ONLY
4.	SOURCE OF FUNDS AF
5.	CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) ☐
6.	CITIZENSHIP OR PLACE OF ORGANIZATION P.R. China
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH	7.	Sole Voting Power 0
	8.	Shared Voting Power 5,693,892 ⁽¹⁾
	9.	Sole Dispositive Power 0
	10.	Shared Dispositive Power 5,693,892 ⁽¹⁾
11	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,693,892
12.	CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) ☐
13.	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13.6% ⁽²⁾
14.	TYPE OF REPORTING PERSON (See Instructions) IN