13D Filing: Shanda Asset Management Investment Ltd and Legg Mason Inc. (LM)

Page 2 of 9 – SEC Filing

CUSIP No. 524901105
1
NAME OF REPORTING PERSONS
Tianqiao Chen
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
(b)
3
SEC USE ONLY
4
SOURCE OF FUNDS
AF
5
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
6
CITIZENSHIP OR PLACE OF ORGANIZATION
The People’s Republic of China
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7
SOLE VOTING POWER
6,424
8
SHARED VOTING POWER
5,567,653
9
SOLE DISPOSITIVE POWER
6,424
10
SHARED DISPOSITIVE POWER
5,567,653
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,574,077
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.0% (1)
14
TYPE OF REPORTING PERSON
IN
(1) Calculated based on 93,599,404 shares of Common Stock outstanding as of August 1, 2017.

Follow Legg Mason Inc. (NYSE:LM)