MALVERN BANCORP, INC. (NASDAQ:MLVF) is the subject of a new 13D filing issued by Lawrence B. Seidman, which reveals the most up-to-date ownership information of the investor in the stock, which you can see in the table below. 13D filings indicate an activist position, which means the filer may make efforts to engage the company’s management and/or board of directors and make recommendations as to ways to improve the company’s operations and enhance the stock’s value to shareholders. Any such transmissions are often disclosed in 13D filings and may be found in the embedded filing below.
You can access the original SEC filing by clicking here.
Ownership Summary Table
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Seidman and Associates, L.L.C. | 55,590 | 55,590 | 55,590 | 0.85% | ||
Seidman Investment Partnership, L.P. | 44,359 | 44,359 | 44,359 | 0.68% | ||
Seidman Investment Partnership II, L.P. | 73,452 | 73,452 | 73,452 | 1.12% | ||
Seidman Investment Partnership III, L.P. | 10,598 | 10,598 | 10,598 | 0.16% | ||
LSBK06-08, L.L.C. | 32,539 | 32,539 | 32,539 | 0.50% | ||
Broad Park Investors, L.L.C. | 46,431 | 46,431 | 46,431 | 0.71% | ||
Chewy Gooey Cookies, L.P. | 17,200 | 17,200 | 17,200 | 0.26% | ||
2514 Multi-Strategy Fund L.P. | 17,535 | 17,535 | 17,535 | 0.27% | ||
CBPS, LLC | 55,782 | 55,782 | 55,782 | 0.85% | ||
Veteri Place Corporation | 206,132 | 206,132 | 206,132 | 3.14% | ||
JBRC I, LLC | 10,598 | 10,598 | 10,598 | 0.16% | ||
Lawrence B. Seidman | 353,486 | 353,486 | 353,486 | 5.39% |
Page 1 of 37 SEC Filing
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Page 2 of 37 SEC Filing
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Page 3 of 37 SEC Filing
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Page 4 of 37 SEC Filing
1 | NAME OF REPORTING PERSONS Seidman and Associates, L.L.C. | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x | |
3 | SEC USE ONLY | |
4 | SOURCE OF FUNDS WC | |
5 | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION New Jersey | |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 55,590 |
8 | SHARED VOTING POWER – 0 – | |
9 | SOLE DISPOSITIVE POWER 55,590 | |
10 | SHARED DISPOSITIVE POWER – 0 – | |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 55,590 | |
12 | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.85% | |
14 | TYPE OF REPORTING PERSON OO |
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Page 5 of 37 SEC Filing
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Page 6 of 37 SEC Filing
1 | NAME OF REPORTING PERSONS Seidman Investment Partnership, L.P. | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) | |
3 | SEC USE ONLY | |
4 | SOURCE OF FUNDS WC | |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION New Jersey | |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 44,359 |
8 | SHARED VOTING POWER – 0 – | |
9 | SOLE DISPOSITIVE POWER 44,359 | |
10 | SHARED DISPOSITIVE POWER – 0 – | |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 44,359 | |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.68% | |
14 | TYPE OF REPORTING PERSON PN |
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Page 7 of 37 SEC Filing
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Page 8 of 37 SEC Filing
1 | NAME OF REPORTING PERSONS Seidman Investment Partnership II, L.P. | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) | |
3 | SEC USE ONLY | |
4 | SOURCE OF FUNDS WC | |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION New Jersey | |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 73,452 |
8 | SHARED VOTING POWER – 0 – | |
9 | SOLE DISPOSITIVE POWER 73,452 | |
10 | SHARED DISPOSITIVE POWER – 0 – | |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 73,452 | |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.12% | |
14 | TYPE OF REPORTING PERSON PN |
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Page 9 of 37 SEC Filing
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Page 10 of 37 SEC Filing
1 | NAME OF REPORTING PERSONS Seidman Investment Partnership III, L.P. | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) | |
3 | SEC USE ONLY | |
4 | SOURCE OF FUNDS WC | |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 10,598 |
8 | SHARED VOTING POWER – 0 – | |
9 | SOLE DISPOSITIVE POWER 10,598 | |
10 | SHARED DISPOSITIVE POWER – 0 – | |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 10,598 | |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.16% | |
14 | TYPE OF REPORTING PERSON PN |
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Page 11 of 37 SEC Filing
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Page 12 of 37 SEC Filing
1 | NAME OF REPORTING PERSONS LSBK06-08, L.L.C. | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) | |
3 | SEC USE ONLY | |
4 | SOURCE OF FUNDS WC | |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Florida | |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 32,539 |
8 | SHARED VOTING POWER – 0 – | |
9 | SOLE DISPOSITIVE POWER 32,539 | |
10 | SHARED DISPOSITIVE POWER – 0 – | |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 32,539 | |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.50% | |
14 | TYPE OF REPORTING PERSON OO |
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Page 13 of 37 SEC Filing
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Page 14 of 37 SEC Filing
1 | NAME OF REPORTING PERSONS Broad Park Investors, L.L.C. | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) | |
3 | SEC USE ONLY | |
4 | SOURCE OF FUNDS WC | |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION New Jersey | |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 46,431 |
8 | SHARED VOTING POWER – 0 – | |
9 | SOLE DISPOSITIVE POWER 46,431 | |
10 | SHARED DISPOSITIVE POWER – 0 – | |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 46,431 | |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.71% | |
14 | TYPE OF REPORTING PERSON OO |
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Page 15 of 37 SEC Filing
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Page 16 of 37 SEC Filing
1 | NAME OF REPORTING PERSONS Chewy Gooey Cookies, L.P. | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) | |
3 | SEC USE ONLY | |
4 | SOURCE OF FUNDS WC | |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 17,200 |
8 | SHARED VOTING POWER – 0 – | |
9 | SOLE DISPOSITIVE POWER 17,200 | |
10 | SHARED DISPOSITIVE POWER – 0 – | |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 17,200 | |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.26% | |
14 | TYPE OF REPORTING PERSON PN |
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Page 17 of 37 SEC Filing
1 | NAME OF REPORTING PERSONS 2514 Multi-Strategy Fund L.P. | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) | |
3 | SEC USE ONLY | |
4 | SOURCE OF FUNDS WC | |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 17,535 |
8 | SHARED VOTING POWER – 0 – | |
9 | SOLE DISPOSITIVE POWER 17,535 | |
10 | SHARED DISPOSITIVE POWER – 0 – | |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 17,535 | |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.27% | |
14 | TYPE OF REPORTING PERSON PN |
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Page 18 of 37 SEC Filing
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Page 19 of 37 SEC Filing
1 | NAME OF REPORTING PERSONS CBPS, LLC | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) | |
3 | SEC USE ONLY | |
4 | SOURCE OF FUNDS WC | |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION New York | |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 55,782 |
8 | SHARED VOTING POWER – 0 – | |
9 | SOLE DISPOSITIVE POWER 55,782 | |
10 | SHARED DISPOSITIVE POWER – 0 – | |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 55,782 | |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.85% | |
14 | TYPE OF REPORTING PERSON OO |
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Page 20 of 37 SEC Filing
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Page 21 of 37 SEC Filing
1 | NAME OF REPORTING PERSONS Veteri Place Corporation | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) | |
3 | SEC USE ONLY | |
4 | SOURCE OF FUNDS OO | |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION New Jersey | |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 206,132 |
8 | SHARED VOTING POWER – 0 – | |
9 | SOLE DISPOSITIVE POWER 206,132 | |
10 | SHARED DISPOSITIVE POWER – 0 – | |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 206,132 | |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.14% | |
14 | TYPE OF REPORTING PERSON CO |
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Page 22 of 37 SEC Filing
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Page 23 of 37 SEC Filing
1 | NAME OF REPORTING PERSONS JBRC I, LLC | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) | |
3 | SEC USE ONLY | |
4 | SOURCE OF FUNDS OO | |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION New Jersey | |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 10,598 |
8 | SHARED VOTING POWER – 0 – | |
9 | SOLE DISPOSITIVE POWER 10,598 | |
10 | SHARED DISPOSITIVE POWER – 0 – | |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 10,598 | |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.16% | |
14 | TYPE OF REPORTING PERSON OO |
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Page 24 of 37 SEC Filing
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Page 25 of 37 SEC Filing
1 | NAME OF REPORTING PERSONS Lawrence B. Seidman | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) | |
3 | SEC USE ONLY | |
4 | SOURCE OF FUNDS OO | |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION USA | |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 353,486 |
8 | SHARED VOTING POWER – 0 – | |
9 | SOLE DISPOSITIVE POWER 353,486 | |
10 | SHARED DISPOSITIVE POWER – 0 – | |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 353,486 | |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.39% | |
14 | TYPE OF REPORTING PERSON IN |
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Page 26 of 37 SEC Filing
Item 2. | Identity and Background. |
This statement is also being filed by 2514 Multi-Strategy Fund, L.P. (“2514 MSF”), a Delaware limited partnership, organized to invest in securities, whose principal and executive offices are located at 100 S. Ashley Drive, Suite 2100, Tampa, Florida 33602. Lawrence Seidman is the investment manager of 2514 MSF.
This statement is also being filed by CBPS, LLC (“CBPS”), a New York limited liability company, organized to invest in securities, whose principal and executive offices are located at The Clark Estates, One Rockefeller Plaza, New York, NY 10020. Veteri Place Corporation is the trading advisor of CBPS and Lawrence Seidman owns all the voting shares of Veteri Place Corporation and is the only director and officer of Veteri Place Corporation.
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Page 27 of 37 SEC Filing
Item 3. | Source and Amount of Funds or Other Consideration. |
Item 4. | Purpose of Transaction. |
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Page 28 of 37 SEC Filing
Item 5. | Interest in Securities of the Issuer. |
A. | SAL |
(a) | As of the close of business on January 15, 2016, SAL beneficially owned 55,590 Shares. |
(b) | 1. Sole power to vote or direct the vote: 55,590 |
| 2. Shared power to vote or direct the vote: 0 |
| 3. Sole power to dispose or direct the disposition: 55,590 |
| 4. Shared power to dispose or direct the disposition: 0 |
(c) | The transaction in the Shares by SAL during the past 60 days is set forth in Schedule B and is incorporated herein by reference. |
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Page 29 of 37 SEC Filing
B. | SIP |
(a) | As of the close of business on January 15, 2016, SIP beneficially owned 44,359 Shares. |
(b) | 1. Sole power to vote or direct the vote: 44,359 |
| 2. Shared power to vote or direct the vote: 0 |
| 3. Sole power to dispose or direct the disposition: 44,359 |
| 4. Shared power to dispose or direct the disposition: 0 |
(c) | The transaction in the Shares by SIP during the past 60 days is set forth in Schedule B and is incorporated herein by reference. |
C. | SIPII |
(a) | As of the close of business on January 15, 2016, SIPII beneficially owned 73,452 Shares. |
(b) | 1. Sole power to vote or direct the vote: 73,452 |
| 2. Shared power to vote or direct the vote: 0 |
| 3. Sole power to dispose or direct the disposition: 73,452 |
| 4. Shared power to dispose or direct the disposition: 0 |
(c) | The transactions in the Shares by SIPII during the past 60 days are set forth in Schedule B and are incorporated herein by reference. |
D. | SIPIII |
(a) | As of the close of business on January 15, 2016, SIPIII beneficially owned 10,598 Shares. |
(b) | 1. Sole power to vote or direct the vote: 10,598 |
| 2. Shared power to vote or direct the vote: 0 |
| 3. Sole power to dispose or direct the disposition: 10,598 |
| 4. Shared power to dispose or direct the disposition: 0 |
(c) | The transactions in the Shares by SIPIII during the past 60 days are set forth in Schedule B and are incorporated herein by reference. |
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Page 30 of 37 SEC Filing
E. | LSBK |
(a) | As of the close of business on January 15, 2016, LSBK beneficially owned 32,539 Shares. |
(b) | 1. Sole power to vote or direct the vote: 32,539 |
| 2. Shared power to vote or direct the vote: 0 |
| 3. Sole power to dispose or direct the disposition: 32,539 |
| 4. Shared power to dispose or direct the disposition: 0 |
(c) | The transactions in the Shares by LSBK during the past 60 days are set forth in Schedule B and are incorporated herein by reference. |
F. | Broad Park |
(a) | As of the close of business on January 15, 2016, Broad Park beneficially owned 46,431 Shares. |
(b) | 1. Sole power to vote or direct the vote: 46,431 |
| 2. Shared power to vote or direct the vote: 0 |
| 3. Sole power to dispose or direct the disposition: 46,431 |
| 4. Shared power to dispose or direct the disposition: 0 |
(c) | The transactions in the Shares by Broad Park during the past 60 days are set forth in Schedule B and are incorporated herein by reference. |
G. | Chewy |
(a) | As of the close of business on January 15, 2016, Chewy beneficially owned 17,200 Shares. |
(b) | 1. Sole power to vote or direct the vote: 17,200 |
| 2. Shared power to vote or direct the vote: 0 |
| 3. Sole power to dispose or direct the disposition: 17,200 |
| 4. Shared power to dispose or direct the disposition: 0 |
(c) | The transaction in the Shares by Chewy during the past 60 days is set forth in Schedule B and is incorporated herein by reference. |
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Page 31 of 37 SEC Filing
H. | 2514 MSF |
(a) | As of the close of business on January 15, 2016, 2514 MSF beneficially owned 17,535 Shares. |
(b) | 1. Sole power to vote or direct the vote: 17,535 |
| 2. Shared power to vote or direct the vote: 0 |
| 3. Sole power to dispose or direct the disposition: 17,535 |
| 4. Shared power to dispose or direct the disposition: 0 |
(c) | The transaction in the Shares by 2514 MSF during the past 60 days is set forth in Schedule B and is incorporated herein by reference. |
I. | CBPS |
(a) | As of the close of business on January 15, 2016, CBPS beneficially owned 55,782 Shares. |
(b) | 1. Sole power to vote or direct the vote: 55,782 |
| 2. Shared power to vote or direct the vote: 0 |
| 3. Sole power to dispose or direct the disposition: 55,782 |
| 4. Shared power to dispose or direct the disposition: 0 |
(c) | The transaction in the Shares by CBPS during the past 60 days is set forth in Schedule B and is incorporated herein by reference. |
J. | Veteri |
(a) | Veteri, (i) as the general partner of each of SIP and SIPII, may be deemed the beneficial owner of the 44,359 Shares owned by SIP and the 73,452 Shares owned by SIPII, and (ii) as the trading advisor of LSBK and CBPS, may be deemed the beneficial owner of the 32,539 Shares owned by LSBK and the 55,782 Shares owned by CBPS. Accordingly, Veteri may be deemed the beneficial owner of an aggregate of 206,132 Shares. |
(b) | 1. Sole power to vote or direct the vote: 206,132 |
| 2. Shared power to vote or direct the vote: 0 |
| 3. Sole power to dispose or direct the disposition: 206,132 |
| 4. Shared power to dispose or direct the disposition: 0 |
(c) | Veteri has not entered into any transactions in the Shares during the past 60 days. The transactions in the Shares by SIP, SIPII, LSBK, and CBPS are set forth on Schedule B and incorporated herein by reference. |
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Page 32 of 37 SEC Filing
K. | JBRC |
(a) | JBRC, as the co-general partner of SIPIII, may be deemed the beneficial owner of the 10,598 Shares owned by SIPIII. |
(b) | 1. Sole power to vote or direct the vote: 10,598 |
| 2. Shared power to vote or direct the vote: 0 |
| 3. Sole power to dispose or direct the disposition: 10,598 |
| 4. Shared power to dispose or direct the disposition: 0 |
(c) | JBRC has not entered into any transactions in the Shares during the past 60 days. The transactions in the Shares by SIPIII are set forth on Schedule B and are incorporated herein by reference. |
L. | Seidman |
(a) | Seidman, (i) as the manager of SAL, may be deemed the beneficial owner of the 55,590 Shares owned by SAL, (ii) as the sole officer of Veteri, the general partner of each of SIP and SIPII, may be deemed the beneficial owner of the 44,359 Shares owned by SIP and the 73,452 Shares owned by SIPII, (iii) as the managing member of JBRC I, LLC, the co-general partner of SIPIII, may be deemed the beneficial owner of the 10,598 Shares owned by SIPIII, (iv) as the sole officer of Veteri, the trading advisor of LSBK and CBPS, may be deemed the beneficial owner of the 32,539 Shares owned by LSBK and the 55,782 Shares owned by CBPS, and (v) as the investment manager for each of Broad Park, Chewy and 2514 MSF, may be deemed the beneficial owner of the 46,431 Shares owned by Broad Park, the 17,200 Shares owned by Chewy and the 17,535 Shares owned by 2514 MSF. Accordingly, Seidman may be deemed the beneficial owner of an aggregate of 353,486 Shares. In the foregoing capacities, Seidman has sole and exclusive investment discretion and voting authority with respect to all such Shares. |
(b) | 1. Sole power to vote or direct the vote: 353,486 |
| 2. Shared power to vote or direct the vote: 0 |
| 3. Sole power to dispose or direct the disposition: 353,486 |
| 4. Shared power to dispose or direct the disposition: 0 |
(c) | Seidman has not entered into any transactions in the Shares during the past 60 days. The transactions in the Shares during the past 60 days on behalf of SAL, SIP, SIPII, SIPIII, LSBK, Broad Park, Chewy, 2514 MSF and CBPS are set forth on Schedule B and are incorporated herein by reference. |
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Page 33 of 37 SEC Filing
(d) | No person other than the Reporting Persons is known to have the right to receive or the power to direct the receipt of dividends from, or proceeds from the sale of, the Shares. |
(e) | Not applicable. |
Item 6. | Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer. |
Item 7. | Material to be Filed as Exhibits. |
99.1 | Joint Filing Agreement, dated January 15, 2016, by and among SAL, SIP, SIPII, SIPIII, LSBK, Broad Park, Chewy, 2514 MSF, CBPS, Veteri, JBRC and Seidman. |
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Page 34 of 37 SEC Filing
Dated: January 15, 2016 | SEIDMAN AND ASSOCIATES, L.L.C. | |
By: | /ss/ Lawrence B. Seidman | |
Lawrence B. Seidman Manager |
SEIDMAN INVESTMENT PARTNERSHIP, L.P. | ||
By: | Veteri Place Corporation, its General Partner | |
By: | /ss/ Lawrence B. Seidman | |
Lawrence B. Seidman President |
SEIDMAN INVESTMENT PARTNERSHIP II, L.P. | ||
By: | Veteri Place Corporation, its General Partner | |
By: | /ss/ Lawrence B. Seidman | |
Lawrence B. Seidman President |
SEIDMAN INVESTMENT PARTNERSHIP III, L.P. | ||
By: | JBRC I, LLC, its | |
Co-General Partner | ||
By: | /ss/ Lawrence B. Seidman | |
Lawrence B. Seidman Managing Member |
LSBK06-08, L.L.C. | ||
By: | Veteri Place Corporation, its Trading Advisor | |
By: | /ss/ Lawrence B. Seidman | |
Lawrence B. Seidman President |
BROAD PARK INVESTORS, L.L.C. | ||
By: | /ss/ Lawrence B. Seidman | |
Lawrence B. Seidman Investment Manager |
CHEWY GOOEY COOKIES, L.P. | ||
By: | /ss/ Lawrence B. Seidman | |
Lawrence B. Seidman Investment Manager |
2514 MULTI-STRATEGY FUND, L.P. | ||
By: | /ss/ Lawrence B. Seidman | |
Lawrence B. Seidman Investment Manager |
CBPS, LLC | ||
By: | Veteri Place Corporation, its Trading Advisor | |
By: | /ss/ Lawrence B. Seidman | |
Lawrence B. Seidman President |
VETERI PLACE CORPORATION | ||
By: | /ss/ Lawrence B. Seidman | |
Lawrence B. Seidman President |
JBRC I, LLC | ||
By: | /ss/ Lawrence B. Seidman | |
Lawrence B. Seidman Managing Member |
/ss/ Lawrence B. Seidman | |
LAWRENCE B. SEIDMAN |
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Page 35 of 37 SEC Filing
Name | Principal Business/Occupation | Principal Business Address | Citizenship |
Michael Mandelbaum | Manager of Broad Park Investors, L.L.C. | 80 Main Street, Suite 510, West Orange, New Jersey 07052 | United States |
Jonathan Mandelbaum | Manager of the Cavity, L.L.C., the General Partner of Chewy Gooey Cookies, L.P. | 80 Main Street, Suite 510, West Orange, New Jersey 07052 | United States |
D. Scott Lutrell | Chief Investment Officer of LCM Group. LCM Group is an investment firm and the Corporate General Partner of 2514 Multi-Strategy Fund, L.P. | 3899 Maple Ave, Suite 150, Dallas, Texas 75219 | United States |
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Page 36 of 37 SEC Filing
Entity | Date Purchased | Per Share* | Cost* | Shares | |||||||||
SAL | 1/15/2016 | 16.5766 | 12,482.15 | 753 | |||||||||
SIP | 1/15/2016 | 16.5560 | 54,833.60 | 3,312 | |||||||||
SIPII | 11/25/2015 | 15.9550 | 63,820.00 | 4,000 | |||||||||
SIPII | 1/11/2016 | 17.0517 | 206,188.60 | 12,092 | |||||||||
SIPII | 1/15/2016 | 16.5602 | 32,524.20 | 1,964 | |||||||||
Total | 302,532.80 | 18,056 | |||||||||||
SIPIII | 1/11/2016 | 17.0645 | 23,583.10 | 1,382 | |||||||||
SIPIII | 1/15/2016 | 16.7651 | 1,559.15 | 93 | |||||||||
Total | 25,142.25 | 1,475 | |||||||||||
| |||||||||||||
LSBK | 1/11/2016 | 17.0546 | 73,676.00 | 4,320 | |||||||||
LSBK | 1/15/2016 | 16.5727 | 14,617.10 | 882 | |||||||||
Total | 88,293.10 | 5,202 | |||||||||||
Broad Park | 11/25/2015 | 15.9520 | 47,855.95 | 3,000 | |||||||||
Broad Park | 1/11/2016 | 17.0520 | 168,201.20 | 9,864 | |||||||||
Total | 216,057.15 | 12,864 | |||||||||||
Chewy | 1/15/2016 | 16.5695 | 17,016.85 | 1,027 | |||||||||
2514 MSF | 1/15/2016 | 16.5597 | 34,261.95 | 2,069 | |||||||||
CBPS | 1/11/2016 | 17.0500 | 449,131.10 | 26,342 |
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Page 37 of 37 SEC Filing
Dated: January 15, 2016 | SEIDMAN AND ASSOCIATES, L.L.C. | |
By: | /ss/ Lawrence B. Seidman | |
Lawrence B. Seidman Manager |
SEIDMAN INVESTMENT PARTNERSHIP, L.P. | ||
By: | Veteri Place Corporation, its General Partner | |
By: | /ss/ Lawrence B. Seidman | |
Lawrence B. Seidman President |
SEIDMAN INVESTMENT PARTNERSHIP II, L.P. | ||
By: | Veteri Place Corporation, its General Partner | |
By: | /ss/ Lawrence B. Seidman | |
Lawrence B. Seidman President |
SEIDMAN INVESTMENT PARTNERSHIP III, L.P. | ||
By: | JBRC I, LLC, its | |
Co-General Partner | ||
By: | /ss/ Lawrence B. Seidman | |
Lawrence B. Seidman Managing Member |
LSBK06-08, L.L.C. | ||
By: | Veteri Place Corporation, its Trading Advisor | |
By: | /ss/ Lawrence B. Seidman | |
Lawrence B. Seidman President |
BROAD PARK INVESTORS, L.L.C. | ||
| | |
By: | /ss/ Lawrence B. Seidman | |
Lawrence B. Seidman Investment Manager |
CHEWY GOOEY COOKIES, L.P. | ||
| | |
By: | /ss/ Lawrence B. Seidman | |
Lawrence B. Seidman Investment Manager |
2514 MULTI-STRATEGY FUND, L.P. | ||
By: | /ss/ Lawrence B. Seidman | |
Lawrence B. Seidman Investment Manager |
CBPS, LLC | ||
By: | Veteri Place Corporation, its Trading Advisor | |
By: | /ss/ Lawrence B. Seidman | |
Lawrence B. Seidman President |
VETERI PLACE CORPORATION | ||
By: | /ss/ Lawrence B. Seidman | |
Lawrence B. Seidman President |
JBRC I, LLC | ||
By: | /ss/ Lawrence B. Seidman | |
Lawrence B. Seidman Managing Member |
/ss/ Lawrence B. Seidman | |
LAWRENCE B. SEIDMAN |