13D Filing: Scopia Capital and Itron Inc (ITRI)

Page 8 of 9 – SEC Filing


(d) The disclosure regarding the relationship between the Reporting Persons in Item 2(c) of this Schedule
13D is incorporated by reference herein. All securities reported in this Schedule 13D are directly held by the Investment Vehicles, all of which are investment management clients of Scopia Capital. None of the Investment Vehicles individually
directly holds more than 5% of the Issuers outstanding shares of Common Stock. The limited partners of (or investors in) each of the Investment Vehicles have the right to participate in the receipt of dividends from, or proceeds from the sale
of, the shares of Common Stock held for the accounts of their respective Investment Vehicles in accordance with their respective limited partnership interests (or investment percentages) in their respective Investment Vehicles.

(e) Not applicable.

ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER

Item 6 of Schedule 13D is supplemented and superseded, as the case may be, as follows:

The disclosure regarding the First Amendment to Cooperation Agreement in Item 4 is incorporated herein by reference.

The First Amendment to Cooperation Agreement is filed as Exhibit 99.2 to this Amendment No. 9 and is incorporated herein by reference.

The Reporting Persons are no longer parties to the Swap Agreements (as defined in Amendment No. 4 to the Schedule 13D).

ITEM 7. MATERIAL TO BE FILED AS EXHIBITS

Exhibit

Description

99.1 Agreement Regarding the Joint Filing of Schedule 13D by and among the Reporting Persons.
99.2 First Amendment to Cooperation Agreement, dated November 1, 2017, by and among Itron, Inc. and the other persons and entities listed on Annex A attached thereto.

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