13D Filing: Sarissa Capital Management and Novelion Therapeutics Inc. (NVLN)

Page 3 of 9 – SEC Filing


1
NAME OF REPORTING PERSON OR
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Alexander J. Denner, Ph.D.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP


(a)     ¨

(b)     ¨

3

SEC USE ONLY

4 SOURCE OF FUNDS

WC
5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS
IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

¨
6 CITIZENSHIP OR PLACE OF ORGANIZATION

United States

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

7

SOLE VOTING POWER

 

 

8

SHARED VOTING POWER

 

1,934,296 

9

SOLE DISPOSITIVE POWER

 

 

10

SHARED DISPOSITIVE POWER

 

1,934,296

11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

1,934,296
12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:

 

¨
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

9.86%
14

TYPE OF REPORTING PERSON

IN

 

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