13D Filing: Sandell Asset Management and Bob Evans Farms Inc (NASDAQ:BOBE)

Page 10 of 13

Page 10 of 13 – SEC Filing

(iv) Castlerigg Offshore Holdings:
(a) As of the date hereof, Castlerigg Offshore Holdings may be deemed the beneficial owner of 969,200 shares of Common Stock.
Percentage: Approximately 4.9% as of the date hereof.
(b) 1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 969,200 shares of Common Stock
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 969,200 shares of Common Stock
(v) SAMC:
(a) As of the date hereof, SAMC may be deemed the beneficial owner of 969,200 shares of Common Stock.
Percentage: Approximately 4.9% as of the date hereof.
(b) 1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 969,200 shares of Common Stock
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 969,200 shares of Common Stock
(vi) Mr. Sandell:
(a) As of the date hereof, Mr. Sandell may be deemed the beneficial owner of 969,200 shares of Common Stock.
Percentage: Approximately 4.9% as of the date hereof.
(b) 1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 969,200 shares of Common Stock
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 969,200 shares of Common Stock
The Reporting Persons may be deemed to have formed a “group” within the meaning of Section 13(d)(3) of the Exchange Act and may be deemed to beneficially own an aggregate of 1,263,661 shares of Common Stock, constituting approximately 4.9% of the shares of Common Stock outstanding.
(b) By virtue of investment management agreements with Castlerigg Master Investment, SAMC has the power to vote or direct the voting, and to dispose or direct the disposition, of all of the 969,200 shares of Common Stock beneficially owned by Castlerigg Master Investment.  By virtue of his direct and indirect control of SAMC, Mr. Sandell is deemed to have shared voting power and shared dispositive power with respect to all Common Stock as to which SAMC has voting power or dispositive power.
(c) Information concerning all transactions in the securities of the Issuer effected by the Reporting Persons since the filing of Amendment No. 17 are set forth on Schedule A.  Unless otherwise indicated, all of such transactions were effected in the open market.
(e) March 30, 2017.

Follow Bob Evans Farms Inc (NASDAQ:BOBE)

Page 10 of 13