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Ownership Summary Table
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Saba Capital Management | 0 | 6,627,466 | 6,627,466 | 12.85% | ||
Boaz R. Weinstein | 0 | 6,627,466 | 6,627,466 | 12.85% |
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Page 1 of 6 – SEC Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(Amendment No. 5)
Clough Global Opportunities
Fund
(Name of Issuer)
Common Shares, no par value
(Title of
Class of Securities)
18914E106
(CUSIP Number)
Saba Capital Management, L.P.
405 Lexington
Avenue
58th Floor
New York, NY 10174
Attention:
Michael D’Angelo
(212) 542-4635
(Name, Address
and Telephone Number of Person
Authorized to Receive Notices and
Communications)
April 18, 2017
(Date of Event Which
Requires Filing of This Statement)
If the filing person has previously filed a statement on
Schedule 13G to report the acquisition that is the subject of this Schedule 13D,
and is filing this schedule because of Rule 13d-1(e), Rule 13d-1(f) or Rule
13d-1(g), check the following box. [ ]
(Page 1 of 6 Pages)
______________________________
* The remainder of this
cover page shall be filled out for a reporting person’s initial filing on this
form with respect to the subject class of securities, and for any subsequent
amendment containing information which would alter disclosures provided in a
prior cover page.
The information required on the remainder of this cover page
shall not be deemed to be “filed” for the purpose of Section 18 of the
Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities
of that section of the Act but shall be subject to all other provisions of the
Act (however, see the Notes).
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Page 2 of 6 – SEC Filing
CUSIP No. 18914E106 | SCHEDULE 13D/A | Page 2 of 6 Pages |
1 | NAME OF REPORTING PERSON |
Saba Capital Management, L.P. | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a) [ ] | |
(b) [ ] | |
3 | SEC USE ONLY |
4 | SOURCE OF FUNDS |
OO (see Item 3) | |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |
[ ] | |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION |
Delaware |
7 | SOLE VOTING POWER | |
-0- | ||
NUMBER OF | ||
SHARES | 8 | SHARED VOTING POWER |
BENEFICIALLY | 6,627,466 | |
OWNED BY | ||
EACH | 9 | SOLE DISPOSITIVE POWER |
REPORTING | -0- | |
PERSON WITH: | ||
10 | SHARED DISPOSITIVE POWER | |
6,627,466 |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON |
6,627,466 | |
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
[ ] | |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
12.85%1 | |
14 | TYPE OF REPORTING PERSON |
PN; IA |
______________________________
1 The percentages
used in this Schedule 13D/A are calculated based upon 51,574,059 Common Shares
outstanding as of October 31, 2016 as reported in the Issuer’s Annual Report to
Shareholders on Form N-CSR filed on January 9, 2017.
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Page 3 of 6 – SEC Filing
CUSIP No. 18914E106 | SCHEDULE 13D/A | Page 3 of 6 Pages |
1 | NAME OF REPORTING PERSON |
Boaz R. Weinstein | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a) [ ] | |
(b) [ ] | |
3 | SEC USE ONLY |
4 | SOURCE OF FUNDS |
OO (see Item 3) | |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |
[ ] | |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION |
United States | |
7 | SOLE VOTING POWER | |
-0- | ||
NUMBER OF | ||
SHARES | 8 | SHARED VOTING POWER |
BENEFICIALLY | 6,627,466 | |
OWNED BY | ||
EACH | 9 | SOLE DISPOSITIVE POWER |
REPORTING | -0- | |
PERSON WITH: | ||
10 | SHARED DISPOSITIVE POWER | |
6,627,466 | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON |
6,627,466 | |
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
[ ] | |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
12.85%1 | |
14 | TYPE OF REPORTING PERSON |
IN |
____________________________
1 The percentages used in this Schedule 13D/A are
calculated based upon 51,574,059 Common Shares outstanding as of October 31,
2016 as reported in the Issuer’s Annual Report to Shareholders on Form N-CSR
filed on January 9, 2017.
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Page 4 of 6 – SEC Filing
CUSIP No. 18914E106 | SCHEDULE 13D/A | Page 4 of 6 Pages |
Item 1. | SECURITY AND ISSUER |
This Amendment No. 5 amends and supplements the statement | |
Item 3. | SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION |
Funds for the purchase of the Common Shares were derived | |
Item 5. | INTEREST IN SECURITIES OF THE ISSUER |
(a) | See rows (11) and (13) of the cover pages to this |
(b) | See rows (7) through (10) of the cover pages to this |
(c) | The transactions in the Shares effected since the filing |
(d) | No person other than the Reporting Persons and the Saba |
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Page 5 of 6 – SEC Filing
CUSIP No. 18914E106 | SCHEDULE 13D/A | Page 5 of 6 Pages |
from the sale of, such Common Shares. | |
(e) | Not applicable. |
SIGNATURES
After reasonable inquiry and to the best of his or its
knowledge and belief, each of the undersigned certifies that the information set
forth in this statement is true, complete and correct.
Date: April 19, 2017
SABA CAPITAL MANAGEMENT, L.P. | |
/s/ Michael D’Angelo | |
Name: Michael D’Angelo | |
Title: Chief Compliance Officer | |
BOAZ R. WEINSTEIN | |
/s/ Michael D’Angelo | |
Name: Michael D’Angelo | |
Title: Attorney-in-fact* |
* Pursuant to a power of attorney dated as of November 16,
2015, which is incorporated herein by reference to Exhibit 2 to the Schedule 13G
filed by the Reporting Persons on December 28, 2015, accession number:
0001062993-15-006823
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Page 6 of 6 – SEC Filing
CUSIP No. 18914E106 | SCHEDULE 13D/A | Page 6 of 6 Pages |
Schedule A
This Schedule sets forth information with respect to each purchase and sale of
Shares which were effectuated by a Reporting Person since the Schedule 13D/A
filing on 4/10/2017. All transactions were effectuated in the open market
through a broker.
Shares | ||
Trade Date | Purchased (Sold) | Price |
04/19/17 | 98,400 | 10.35 |
04/18/17 | 200,720 | 10.30 |
04/17/17 | 58,743 | 10.34 |
04/13/17 | 82,832 | 10.32 |
04/12/17 | 70,133 | 10.36 |
04/11/17 | 16,269 | 10.38 |
04/10/17 | 154,185 | 10.35 |