13D Filing: Ronin Capital, LLC and Peregrine Pharmaceuticals Inc (PPHM)

CUSIP No.  713661403

1.

Names of Reporting Person.
John S. Stafford, III

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)

 x

(b)

 o

3.

SEC Use Only

4.

Source of Funds (See Instructions)
PF

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

6.

Citizenship or Place of Organization:
USA

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power:
111,699 (1)

8.

Shared Voting Power:
0

9.

Sole Dispositive Power:
111,699 (1)

10.

Shared Dispositive Power:
0

11.

Aggregate Amount Beneficially Owned by Each Reporting Person:
111,699 (1)

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

13.

Percent of Class Represented by Amount in Row (11):
6.8%

14.

Type of Reporting Person (See Instructions):
IN