13D Filing: Roaring Blue Lion Capital Management, L.P. and Homestreet Inc. (HMST)

Page 1 of 9

You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Roaring Blue Lion Capital Management 0 1,468,809 0 1,468,809 1,468,809 5.5%
Charles W. Griege, Jr 8 1,468,809 10 1,468,809 1,468,809 5.5%

Page 1 of 9 – SEC Filing


CUSIP No. 43785V102
Page 1 of 9 Pages
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
(Amendment No. 4)
Under the Securities Exchange Act of 1934
HOMESTREET, INC.
(Name of Issuer)
Common Stock, no par value
(Title of Class of Securities)
43785V102
(CUSIP Number)
Charles W. Griege, Jr.
Roaring Blue Lion Capital Management, L.P.
8115 Preston Road, Suite 550
Dallas, TX  75225-6307
(214) 855-2430
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
– with copies to-
Phillip M. Goldberg
Foley & Lardner LLP
321 North Clark Street
Suite 2800
Chicago, IL  60654-5313
(312) 832-4549
Peter D. Fetzer
Foley & Larder LLP
777 East Wisconsin Avenue
Suite 3800
Milwaukee, WI  53202-5306
(414) 297-5596
January 23, 2018
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §240.13d-1(e), §240.13d-1(f) or §240.13d-1(g), check the following box £.

Follow Homestreet Inc. (NASDAQ:HMST)

Page 1 of 9