13D Filing: Rivernorth Capital Management, Llc and Fifth Street Senior Floating Rate Corp. (FSFR)

A.

RNCP

(a)

As of the close of business on March 2, 2016, RNCP beneficially owned 882,817 Shares.

Percentage: Approximately 3.0%

(b)

1. Sole power to vote or direct vote: 0

2. Shared power to vote or direct vote: 882,817

3. Sole power to dispose or direct the disposition: 0

4. Shared power to dispose or direct the disposition: 882,817

(c)

The transactions in the Shares by RNCP during the past sixty (60) days are set forth in Schedule A and are incorporated herein by reference.

B.

RNIP

(a)

As of the close of business on March 2, 2016, RNIP beneficially owned 884,003 Shares.

Percentage: Approximately 3.0%

(b)

1. Sole power to vote or direct vote: 0

2. Shared power to vote or direct vote: 884,003

3. Sole power to dispose or direct the disposition: 0

4. Shared power to dispose or direct the disposition: 884,003

(c)

RNIP has not entered into any transactions in the Shares during the past sixty (60) days.

C.	RiverNorth Management

(a)

RiverNorth Management, (i) as the general partner of RNCP, may be deemed the beneficial owner of the 882,817 Shares owned by RNCP and (ii) as the general partner of RNIP, may be deemed the beneficial owner of the 884,003 Shares owned by RNIP.

Percentage: Approximately 6.0%

(b)

1. Sole power to vote or direct vote: 1,766,820

2. Shared power to vote or direct vote: 0

3. Sole power to dispose or direct the disposition: 1,766,820

4. Shared power to dispose or direct the disposition: 0

(c)

RiverNorth Management has not entered into any transactions in the Shares during the past sixty (60) days. The transactions in the Shares on behalf of each of RNCP during the past sixty (60) days are set forth in Schedule A and are incorporated herein by reference.

13D Filing: Rivernorth Capital Management, Llc and Fifth Street Senior Floating Rate Corp. (FSFR)

Published on March 3, 2016 at 11:42 am by Meena Krishnamsetty in Hedge Funds

Page 6 of 9 SEC Filing

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