13D Filing: Richmond Brothers, Inc. and Rockwell Medical Inc. (NASDAQ:RMTI)

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F.
Mr. Richmond
 
(a)
As of the close of business on March 22, 2017, Mr. Richmond beneficially owned 204,662 Shares, including 28,096 Shares directly owned by his spouse, 147 Shares directly owned by his daughter and 7 Shares directly owned by his son. As the Chairman of Richmond Brothers, manager of RBI Manager and a trustee of the RBI Plan, Mr. Richmond may also be deemed the beneficial owner of the (i) 5,172,452 Shares held in the Separately Managed Accounts, (ii) 164,841 Shares owned by RBI PI, (iii) 29,802 Shares owned by RBI PII and (iv) 41,495 Shares owned by the RBI Plan.
Percentage: Approximately 10.9%
 
(b)
1. Sole power to vote or direct vote: 371,055
 
2. Shared power to vote or direct vote: 5,242,197
 
3. Sole power to dispose or direct the disposition: 371,055
 
4. Shared power to dispose or direct the disposition: 5,242,197
 
(c)
Mr. Richmond has not entered into any transactions in the securities of the Issuer since the filing of the Schedule 13D.  The transactions in the securities of the Issuer through the Separately Managed Accounts and by RBI PII and the RBI Plan since the filing of the Schedule 13D are set forth in Schedule A and are incorporated herein by reference.
G.
Mr. Curfman
 
(a)
As of the close of business on March 22, 2017, Mr. Curfman beneficially owned 75,069 Shares, including 34,385 Shares directly owned by his spouse. As the President of Richmond Brothers and a trustee of the RBI Plan, Mr. Curfman may also be deemed the beneficial owner of the (i) 5,172,452 Shares held in the Separately Managed Accounts and (ii) 41,495 Shares owned by the RBI Plan.
Percentage: Approximately 10.3%
 
(b)
1. Sole power to vote or direct vote: 40,684
 
2. Shared power to vote or direct vote: 5,248,332
 
3. Sole power to dispose or direct the disposition: 40,684
 
4. Shared power to dispose or direct the disposition: 5,248,332
 
(c)
Mr. Curfman has not entered into any transactions in the securities of the Issuer since the filing of the Schedule 13D.  The transactions in the securities of the Issuer through the Separately Managed Accounts and by the RBI Plan since the filing of the Schedule 13D are set forth in Schedule A and are incorporated herein by reference.
H.
NJR Trust
 
(a)
As of the close of business on March 22, 2017, the NJR Trust beneficially owned 44,400 Shares.
Percentage: Less than 1%
 
(b)
1. Sole power to vote or direct vote: 44,400
 
2. Shared power to vote or direct vote: 0
 
3. Sole power to dispose or direct the disposition: 44,400
 
4. Shared power to dispose or direct the disposition: 0
 
(c)
The NJR Trust has not entered into any transactions in the securities of the Issuer since the filing of the Schedule 13D.

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