13D Filing: Richmond Brothers, Inc. and Rockwell Medical Inc. (NASDAQ:RMTI)

C.

RBI PII

(a)

As of the close of business on March 22, 2017, RBI PII beneficially owned 29,802 Shares.

Percentage: Less than 1%

(b)

1. Sole power to vote or direct vote: 29,802

2. Shared power to vote or direct vote: 0

3. Sole power to dispose or direct the disposition: 29,802

4. Shared power to dispose or direct the disposition: 0

(c)

The transactions in the securities of the Issuer by RBI PII since the filing of the Schedule 13D are set forth in Schedule A and are incorporated herein by reference.

D.	RBI Manager

(a)

As the manager of RBI PI and RBI PII, RBI Manager may be deemed the beneficial owner of the (i) 164,841 Shares owned by RBI PI and (ii) 29,802 Shares owned by RBI PII.

Percentage: Less than 1%

(b)

1. Sole power to vote or direct vote: 194,643

2. Shared power to vote or direct vote: 0

3. Sole power to dispose or direct the disposition: 194,643

4. Shared power to dispose or direct the disposition: 0

(c)

RBI Manager has not entered into any transactions in the securities of the Issuer since the filing of the Schedule 13D. The transactions in the securities of the Issuer on behalf of RBI PII since the filing of the Schedule 13D are set forth in Schedule A and are incorporated herein by reference.

E.

RBI Plan

(a)

As of the close of business on March 22, 2017, the RBI Plan beneficially owned 41,495 Shares.

Percentage: Less than 1%

(b)

1. Sole power to vote or direct vote: 41,495

2. Shared power to vote or direct vote: 0

3. Sole power to dispose or direct the disposition: 41,495

4. Shared power to dispose or direct the disposition: 0

(c)

The transactions in the securities of the Issuer by the RBI Plan since the filing of the Schedule 13D are set forth in Schedule A and are incorporated herein by reference.

13D Filing: Richmond Brothers, Inc. and Rockwell Medical Inc. (NASDAQ:RMTI)

Published on March 28, 2017 at 2:03 pm by Insider Monkey Staff in Hedge Funds

Page 17 of 23 – SEC Filing

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