Bazaarvoice Inc (NASDAQ:BV): Joel Ramin’s RGM Capital filed an amended 13D.
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You can access the original SEC filing by clicking here.
Ownership Summary Table
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| RGM Capital | 0 | 0 | 0 | 0 | 0% | |
| Robert G. Moses | 0 | 0 | 0 | 0 | 0% |
Follow Robert G. Moses's RGM Capital
Page 1 of 1 – SEC Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Amendment No. 1)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a)
AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a)
BAZAARVOICE, INC.
————————————————
(Name of Issuer)
Common Stock, $0.0001 par value per share
————————————————
(Title of Class of Securities)
073271108
————————————————
(CUSIP Number)
Robert G. Moses
RGM Capital, LLC
9010 Strada Stell Court
Suite 105
Naples, FL 34109
(239)-593-1280
————————————————
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
November 27, 2017
————————————————
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition that is the subject of this Schedule 13D, and is
filing this schedule because of Rule 240.13d-1(b)(e), 240.13d-1(f) or
240.13d-1(g) check the following box [X].
CUSIP NO. 073271108
—————————————————————————-
1. NAME OF REPORTING PERSON/S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE
PERSON (entities only)
RGM Capital, LLC
I.D. No. 06-1685711
—————————————————————————–
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
—————————————————————————–
3. SEC USE ONLY
—————————————————————————–
4. SOURCE OF FUNDS*
WC*
—————————————————————————–
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
—————————————————————————–
6. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
—————————————————————————–
7. SOLE VOTING POWER
0
NUMBER OF ———————————————————-
SHARES 8. SHARED VOTING POWER
BENEFICIALLY 0
OWNED BY EACH ———————————————————-
PERSON WITH 9. SOLE DISPOSITIVE POWER
0
———————————————————-
10. SHARED DISPOSITIVE POWER
0
—————————————————————————–
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
—————————————————————————–
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES [ ]
—————————————————————————–
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%
—————————————————————————–
14. TYPE OF REPORTING PERSON
IA, OO
—————————————————————————–
CUSIP NO. 073271108
—————————————————————————–
1. NAME OF REPORTING PERSON/S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE
PERSON (entities only)
Robert G. Moses
—————————————————————————
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
—————————————————————————–
3. SEC USE ONLY
—————————————————————————
4. SOURCE OF FUNDS*
00
—————————————————————————–
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
—————————————————————————–
6. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
—————————————————————————–
7. SOLE VOTING POWER
0
NUMBER OF ———————————————————-
SHARES 8. SHARED VOTING POWER
BENEFICIALLY 0
OWNED BY EACH ———————————————————-
PERSON WITH 9. SOLE DISPOSITIVE POWER
0
———————————————————-
10. SHARED DISPOSITIVE POWER
0
—————————————————————————–
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
—————————————————————————–
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES [ ]
—————————————————————————–
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%
—————————————————————————–
14. TYPE OF REPORTING PERSON
HC, IN
—————————————————————————–
Preliminary Note: This Amendment No. 1 to Schedule 13D (this “Amendment No.
1”) amends the Schedule 13D initially filed by the Reporting Persons on March
13, 2017 (the “Prior Schedule 13D” and, as amended and restated by this
Amendment No. 1, this “Schedule 13D”). This Amendment No. 1 amends Items 3,
5 as set forth below. This is the final amendment to the Schedule 13D and
constitutes an “exit filing” for the Reporting Persons.
Capitalized terms used without definition in this Amendment No. 1 have the
meanings ascribed thereto in the Prior Schedule 13D.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.
As of the close of business on the date hereof, the Reporting
Persons no longer may be deemed to beneficially own any Shares.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
(a-b) As of the close of business on the date hereof, the Reporting
Persons no longer may be deemed to beneficially own any Shares.
(c) The following transactions in the Issuer’s Common Stock were
effected by the Reporting Persons during the sixty (60) days preceding the
date of this report. All of such transactions represent open market
transactions.
Trade Date Shares Sold Price/Share
———- ———– ———–
11/27/2017 7,550,000 5.4255
11/28/2017 78,007 5.45
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete
and correct.
November 29, 2017
————————————–
(Date)
RGM Capital, LLC
By: /s/ Robert G. Moses
————————————–
Robert G. Moses, Managing Member
/s/ Robert G. Moses
————————————–
Robert G. Moses
