13D Filing: Red Mountain Capital and Air Transport Services Group Inc. (ATSG)

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CUSIP No. 00922R105 SCHEDULE 13D/A PAGE 10 OF 10 PAGES

EXHIBIT INDEX

Exhibit No.

Description of Exhibit

  1 Joint Filing Agreement, dated as of November 20, 2006, by and among certain of the Reporting Persons (incorporated by reference to Exhibit 1 to the Schedule 13D filed by the Reporting Persons with the SEC on
November 20, 2006).
  2 Letter, dated as of September 24, 2007, from Red Mountain Capital Partners LLC to the board of directors of ABX Air, Inc. (incorporated by reference to Exhibit 2 to the Amendment No. 1 to this Schedule 13D filed
by the Reporting Persons with the SEC on September 24, 2007).
  3 Confidentiality and Standstill Agreement, dated as of February 6, 2008, by and between ABX Holdings, Inc. and Red Mountain Capital Partners LLC (incorporated by reference to Exhibit 3 to the Amendment No. 2 to this
Schedule 13D filed by the Reporting Persons with the SEC on February 7, 2008).
  4 Confidentiality and Standstill Agreement, dated as of February 2, 2009, by and between Air Transport Services Group, Inc. and Red Mountain Capital Partners LLC (incorporated by reference to Exhibit 4 to the Amendment
No. 5 to this Schedule 13D filed by the Reporting Persons with the SEC on February 3, 2009).
  5 First Amendment to Confidentiality and Standstill Agreement, dated as of June 11, 2012, by and between Air Transport Services Group, Inc. and Red Mountain Capital Partners LLC (incorporated by reference to Exhibit 10.1 of
the Form 8-K filed by ATSG with the SEC on June 18, 2012).
  6 Joint Filing Agreement dated as of March 11, 2016, by and among the Reporting Persons (incorporated by reference to Exhibit 6 to the Amendment No. 11 to this Schedule 13D filed by the Reporting Persons with the
SEC on March 14, 2016).
  7 Voting Agreement dated as of March 8, 2016, by and among Red Mountain Partners, L.P., Amazon.com, Inc., and Air Transport Services Group, Inc. (incorporated by reference to Exhibit 7 to the Amendment No. 11 to this
Schedule 13D filed by the Reporting Persons with the SEC on March 14, 2016).
  8 Securities Purchase Agreement, dated as of June 21, 2016, by and between Air Transport Services Group, Inc. and Red Mountain Partners, L.P. (incorporated by reference to Exhibit 8 to the Amendment No. 12 to this
Schedule 13D filed by the Reporting Persons with the SEC on June 23, 2016).
  9 Underwriting Agreement, dated May 31, 2017, by and among Air Transport Services Group, Inc., Red Mountain Partners, L.P. and Merrill Lynch, Pierce, Fenner & Smith Incorporated (incorporated by reference to
Exhibit 1.1 to the Form 8-K filed by ATSG with the SEC on June 2, 2017).
10 Form of the Lock-Up Agreement, entered into on May 31, 2017, by Red Mountain Partners, L.P. with Merrill Lynch, Pierce, Fenner & Smith Incorporated (incorporated by reference to Exhibit C to the Underwriting
Agreement filed as Exhibit 1.1 to the Form 8-K filed by ATSG with the SEC on June 2, 2017).

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