13D Filing: Rankin Alfred M Et Al and Hamilton Beach Brands Holding Co (HBB)

NAME OF
REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Roger F. Rankin

CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP*

(a)  ☐        (b)  ☒

SEC USE ONLY

SOURCE OF FUNDS*

OO See Item 3

CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

☐

CITIZENSHIP OR PLACE OF
ORGANIZATION

USA

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

SOLE VOTING POWER

193,586

SHARED VOTING POWER

1,223,658

SOLE DISPOSITIVE POWER

193,586

SHARED DISPOSITIVE POWER

1,223,658

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

1,417,244

CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (11) EXCLUDES CERTAIN SHARES*

☐

PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)

20.73%

TYPE OF REPORTING PERSON*

IN