13D Filing: Raging Capital Management and SMG Indium Resources Ltd. (OTCMKTS:SMGI)

Page 3 of 6 – SEC Filing

1 NAME OF REPORTING PERSON
William C. Martin
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐
(b) ☐
3 SEC USE ONLY
4 SOURCE OF FUNDS
AF, PF
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)     ☐
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 1,386
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 782,498
PERSON WITH 9 SOLE DISPOSITIVE POWER
1,386
10 SHARED DISPOSITIVE POWER
782,498
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
783,884
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES     ☐
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
11.7%
14 TYPE OF REPORTING PERSON
HC
3

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