13D Filing: QVT Financial and Arbutus Biopharma Corp (ABUS)

  1.

Names of
Reporting Persons.

QVT Financial GP LLC

Check the Appropriate Box if a Member
of a Group (See Instructions)

(a)  ☐        (b)  ☒

SEC Use Only

Source of Funds (See Instructions)

AF

Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)

Citizenship or Place of
Organization

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

Sole Voting Power

0

Shared Voting Power

0

Sole Dispositive Power

0

Shared Dispositive Power

16,013,540

Aggregate Amount Beneficially Owned by Each Reporting Person

16,013,540

Check if the Aggregate Amount in Row
(11) Excludes Certain Shares (See Instructions)

Percent of Class Represented by Amount
in Row (11)

29.1%

Type of Reporting Person (See
Instructions)

OO