13D Filing: PTV Sciences II LP and Apollo Endosurgery Inc. (APEN)

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Introductory Note:

This Amendment No. 1 to Schedule 13D (Amendment No. 1) is being filed as an amendment to the statement on Schedule 13D relating to the
common stock, par value $0.001 per share (the Common Stock), of Apollo Endosurgery, Inc. (formerly known as Lpath, Inc.), a Delaware corporation (the Issuer), as filed with the Securities and Exchange Commission (the
SEC) on January 9, 2017 (the Prior Schedule 13D).

All capitalized terms not otherwise defined herein shall have the meanings
ascribed to the terms in the Prior Schedule 13D. The Prior Schedule 13D is hereby amended and supplemented as follows and, except as expressly amended below, the Prior Schedule 13D remains in full force and effect.

Item 2.

Identity and Background

(a)	The entities and persons filing this statement (collectively, the Reporting Persons) are:

PTV Sciences II, L.P. (PTV II)

PTV IV, L.P. (PTV IV)

PTV Special Opportunities I, L.P. (PTV SO)

PTV Evergreen Fund, L.P. (PTV EG)

Pinto Technology Ventures GP II, L.P. (PTV GP II)

PTV GP IV, L.P. (PTV GP IV)

PTV GP SO I, L.P. (PTV GP SO)

PTV GP Evergreen (PTV GP EG)

Pinto TV GP Company LLC (PTV GP Management II)

PTV GP III Management, LLC (PTV GP Management IV)

Matthew S. Crawford (Crawford)

Rick D. Anderson (Anderson)

The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13D.

(b)	The address of the principal place of business for each of the Reporting Persons is 3600 N. Capital of Texas Hwy, Suite B180, Austin, TX 78746

(c)	The principal business of each of the Reporting Persons is venture capital investment.

(d)	During the last five years, none of the Reporting Persons has been convicted in any criminal proceeding (excluding traffic violations or similar misdemeanors).

(e)

During the last five years, none of the Reporting Persons has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree, or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

(f)	Each of Crawford and Anderson is a United States citizen. Each of PTV II, PTV IV, PTV SO, PTV EG, PTV GP II, PTV GP IV, PTV GP SO and PTV GP EG is a Delaware limited partnership. Each of PTV GP Management II and PTV GP Management IV is a Delaware limited liability company.

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