13D Filing: Prescott Group Capital Management and 4Licensing Corp (FOUR)

NAME OF
REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

PHIL FROHLICH

CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP*

(a)  ¨        (b)  ¨

SEC USE ONLY

SOURCE OF FUNDS*

PF

CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)

¨

CITIZENSHIP OR PLACE OF
ORGANIZATION

U.S. CITIZEN

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

SOLE VOTING POWER

6,046,084

SHARED VOTING POWER

0

SOLE DISPOSITIVE POWER

6,046,084

SHARED DISPOSITIVE POWER

0

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

6,046,084

CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (11) EXCLUDES CERTAIN SHARES*

¨

PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)

32.5%

TYPE OF REPORTING PERSON*

IN