13D Filing: Perceptive Advisors and VBI Vaccines, Inc. (VBIV)

Name of
reporting persons

Perceptive Advisors
LLC

Check the appropriate box if a member
of a group

(a)  ☐        (b)  ☒

SEC use only

Source of funds

AF

Check box if disclosure of legal
proceedings is required pursuant to Items 2(d) or 2(e)

☐

Citizenship or place of
organization

Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

Sole voting power

0

Shared voting power

11,414,549

Sole dispositive power

0

Shared dispositive power

11,414,549

Aggregate amount beneficially owned by each reporting person

11,414,549

Check box if the aggregate amount in
Row (11) excludes certain shares*

☐

Percent of class represented by amount
in Row (11)

17.9%

Type of reporting person

IA