13D Filing: Paloma Partners Management Co and Agilysys Inc (AGYS)

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Page 4 of 15 – SEC Filing

 

CUSIP No.  00847J105

 

 

1

Name of Reporting Person
Paloma Partners Management Company

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 o

 

 

(b)

 x

 

 

3

SEC Use Only

 

 

4

Source of Funds (See Instructions)
OO

 

 

5

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7

Sole Voting Power
0

 

8

Shared Voting Power
1,772,286

 

9

Sole Dispositive Power
0

 

10

Shared Dispositive Power
1,772,286

 

 

11

Aggregate Amount Beneficially Owned by Each Reporting Person
1,772,286

 

 

12

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13

Percent of Class Represented by Amount in Row (11)
7.58%(3)

 

 

14

Type of Reporting Person (See Instructions)
CO, IA

 


(3)  Based upon a total of 23,391,662 outstanding ordinary shares of the Issuer as of August 1, 2017, as reported in the Issuers quarterly report on Form 10-Q filed with the SEC on August 4, 2017 for the quarter ended June 30, 2017.

 

4


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