13D Filing: Paloma Partners Management Co and Agilysys Inc (AGYS)

 

Item 5.                                                         Interest in Securities of the Issuer

 

The following information with respect to the ownership of the Common Stock is provided as of the date hereof:

 

												Shared
								Shared		Sole power to		power to
						Sole power		power to		dispose or to		dispose or to
		Amount				to vote or		vote or to		direct the		direct the
		beneficially		Percent		direct the		direct		disposition		disposition
Reporting Person		owned:		of class:		vote:		the vote:		of:		of:
Sunrise Partners Limited Partnership (1)		1,772,286		7.58	%	0		1,772,286		0		1,772,286
Paloma International L.P. (2)		1,772,286		7.58	%	0		1,772,286		0		1,772,286
Paloma Partners Management Company (3)		1,772,286		7.58	%	0		1,772,286		0		1,772,286
Paloma Partners Advisors LP (4)		1,772,286		7.58	%	0		1,772,286		0		1,772,286
Paloma Partners Advisors Inc. (5)		1,772,286		7.58	%	0		1,772,286		0		1,772,286
Gregory Hayt (6)		1,772,286		7.58	%	0		1,772,286		0		1,772,286
S. Donald Sussman (7)		1,772,286		7.58	%	0		1,772,286		0		1,772,286

 

(1) Sunrise Partners Limited Partnership is the record owner of 1,772,286 shares of Common Stock.

 

(2) Paloma International L.P., as the parent company of Sunrise Partners Limited Partnership, may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) the Common Stock directly held by Sunrise Partners Limited Partnership.

 

(3) Paloma Partners Management Company, as general partner and investment adviser of Paloma International L.P., may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) the Common Stock directly held by Sunrise Partners Limited Partnership.

 

(4) Paloma Partners Advisors LP, as general partner of Paloma International L.P., may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) the Common Stock held directly by Sunrise Partners Limited Partnership.

 

(5) Paloma Partners Advisors Inc., as the general partner of Paloma Partners Advisors LP, may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) the Common Stock held directly by Sunrise Partners Limited Partnership.

 

(6) Gregory Hayt, as the president and a director of Paloma Partners Management Company, may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) the Common Stock held directly by Sunrise Partners Limited Partnership.

 

(7) S. Donald Sussman, as an officer, director and majority shareholder of Paloma Partners Management Company and Paloma Partners Advisors Inc. may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) the Common Stock held directly by Sunrise Partners Limited Partnership.

 

Item 6.                                                         Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

 

Not applicable.

 

Item 7.                                                         Material to be Filed as Exhibits

 

Exhibit 1                                               Joint Filing Agreement, dated November 2, 2017, by and among the Reporting Persons.

 

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