13D Filing: Paloma Partners Management Co and Agilysys Inc (AGYS)

 

partner in Paloma Partners Advisors LP The present principal occupation of Mr. Hayt is serving as the president and a director of Paloma Partners Management Company.

 

(d) No Reporting Person has, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).

 

(e) No Reporting Person has, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which such Reporting Person was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

 

(f) The citizenship of each of the Reporting Persons is as follows:

 

Sunrise Partners Limited Partnership Cayman Islands

Paloma International L.P. Cayman Islands

Paloma Partners Management Company Delaware

Paloma Partners Advisors LP Delaware

Paloma Partners Advisors Inc. Delaware

Gregory Hayt United States of America

S. Donald Sussman United States of America

 

Item 3.                                                         Source and Amount of Funds or Other Consideration

 

Sunrise Partners Limited Partnership acquired the shares of Common Stock reported herein at an aggregate cost of $26,646,468.40. The funds used to purchase the shares of Common Stock were obtained from the general working capital of Sunrise Partners Limited Partnership, which may at any given time include funds borrowed in the ordinary course in its margin accounts.

 

Item 4.                                                         Purpose of Transaction

 

All of the shares of Common Stock reported herein as being beneficially owned by the Reporting Persons were acquired for investment purposes.

 

Previously, certain of the Reporting Persons filed a Form 13D and amendments thereto as a group with MAK Capital One L.L.C. and certain of its affiliates (collectively, MAK Capital). Because MAK Capital no longer has any investment or voting power over the Reporting Persons shares in the Issuer, none of the Reporting Persons remain part of a group with MAK Capital. The Reporting Persons are filing this Form 13D to report their beneficial ownership independently of MAK Capitals beneficial ownership.

 

None of the Reporting Persons has the intention of changing or influencing the control of the issuer, or any plans or proposals that relate to or would result in any of the transactions described in subparagraphs (a) through (j) of Item 4 of Schedule 13D.

 

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