Corvus Pharmaceuticals Inc (NASDAQ:CRVS): Samuel Isaly’s OrbiMed Advisors filed an amended 13D.
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You can access the original SEC filing by clicking here.
Ownership Summary Table
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
OrbiMed Advisors | 0 | 5,967,584 | 0 | 5,967,584 | 5,967,584 | 20.47% |
OrbiMed Capital GP V | 0 | 5,967,584 | 0 | 5,967,584 | 5,967,584 | 20.47% |
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Page 1 of 12 – SEC Filing
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Page 2 of 12 – SEC Filing
CUSIP No. 221015100 |
1 | NAME OF REPORTING PERSONS OrbiMed Advisors LLC | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) o (b) o | |||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS (See Instructions) AF | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | o | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 | ||
8 | SHARED VOTING POWER 5,967,584 | |||
9 | SOLE DISPOSITIVE POWER 0 | |||
10 | SHARED DISPOSITIVE POWER 5,967,584 | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,967,584 | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) | o | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 20.47%* | |||
14 | TYPE OF REPORTING PERSON (See Instructions) IA | |||
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Page 3 of 12 – SEC Filing
CUSIP No. 221015100 |
1 | NAME OF REPORTING PERSONS OrbiMed Capital GP V LLC | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) o (b) o | |||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS (See Instructions) AF | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | o | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 | ||
8 | SHARED VOTING POWER 5,967,584 | |||
9 | SOLE DISPOSITIVE POWER 0 | |||
10 | SHARED DISPOSITIVE POWER 5,967,584 | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,967,584 | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) | o | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 20.47%* | |||
14 | TYPE OF REPORTING PERSON (See Instructions) OO | |||
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Page 4 of 12 – SEC Filing
Item 1. | Security and Issuer |
Item 2. | Identity and Background |
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Page 5 of 12 – SEC Filing
Item 3. | Source and Amount of Funds or Other Consideration |
Item 4. | Purpose of Transaction |
Item 5. | Interest in Securities of the Issuer |
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Page 6 of 12 – SEC Filing
Item 6. | Contracts, Arrangements, Understandings or Relationship with Respect to Securities of the Issuer |
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Page 7 of 12 – SEC Filing
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Page 8 of 12 – SEC Filing
Item 7. | Materials to Be Filed as Exhibits |
Exhibit | Description |
1. | Joint Filing Agreement among OrbiMed Advisors LLC and OrbiMed Capital GP V LLC. |
2. | Form of Lock-Up Agreement. |
3. | Amended and Restated Investors’ Rights Agreement by and among the Issuer and certain of its stockholders, dated as of September 16, 2015 (incorporated by reference to Exhibit 4.3 to Amendment No. 1 to the Issuer’s Registration Statement on Form S-1 (SEC File No. 333-208850), filed with the SEC on February 8, 2016). |
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Page 9 of 12 – SEC Filing
OrbiMed Advisors LLC | ||||
By: | /s/ Jonathan T. Silverstein | |||
Name: | Jonathan T. Silverstein | |||
Title: | Member of OrbiMed Advisors LLC | |||
By: | /s/ Sven H. Borho | |||
Name: | Sven H. Borho | |||
Title: | Member of OrbiMed Advisors LLC | |||
By: | /s/ Carl L. Gordon | |||
Name: | Carl L. Gordon | |||
Title: | Member of OrbiMed Advisors LLC | |||
OrbiMed Capital GP V LLC | ||||
By: | OrbiMed Advisors LLC its Managing Member | |||
By: | /s/ Jonathan T. Silverstein | |||
Name: | Jonathan T. Silverstein | |||
Title: | Member of OrbiMed Advisors LLC | |||
By: | /s/ Sven H. Borho | |||
Name: | Sven H. Borho | |||
Title: | Member of OrbiMed Advisors LLC | |||
By: | /s/ Carl L. Gordon | |||
Name: | Carl L. Gordon | |||
Title: | Member of OrbiMed Advisors LLC | |||
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Page 10 of 12 – SEC Filing
Name | Position with Reporting Person | Principal Occupation |
Samuel D. Isaly | Managing Member | Managing Member OrbiMed Advisors LLC |
Carl L. Gordon | Member | Member OrbiMed Advisors LLC |
Sven H. Borho German and Swedish Citizen | Member | Member OrbiMed Advisors LLC |
Jonathan T. Silverstein | Member | Member OrbiMed Advisors LLC |
W. Carter Neild | Member | Member OrbiMed Advisors LLC |
Geoffrey C. Hsu | Member | Member OrbiMed Advisors LLC |
Evan D. Sotiriou | Chief Financial Officer | Chief Financial Officer OrbiMed Advisors LLC |
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Page 11 of 12 – SEC Filing
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Page 12 of 12 – SEC Filing
Exhibit | Description |
1. | Joint Filing Agreement among OrbiMed Advisors LLC and OrbiMed Capital GP V LLC. |
2. | Form of Lock-Up Agreement. |
3. | Amended and Restated Investors’ Rights Agreement by and among the Issuer and certain of its stockholders, dated as of September 16, 2015 (incorporated by reference to Exhibit 4.3 to Amendment No. 1 to the Issuer’s Registration Statement on Form S-1 (SEC File No. 333-208850), filed with the SEC on February 8, 2016). |