Sunopta Inc. (NASDAQ:STKL): Howard Marks’ Oaktree Capital Management filed an amended 13D.
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You can access the original SEC filing by clicking here.
Ownership Summary Table
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Oaktree Organics | 16,226,934 | 16,226,934 | 16,226,934 | 16.9% | ||
| Oaktree Huntington Investment Fund II | 3,199,098 | 3,199,098 | 3,199,098 | 3.6% | ||
| Oaktree Huntington Investment Fund II GP | 3,199,098 | 3,199,098 | 3,199,098 | 3.6% | ||
| Oaktree Fund GP | 19,426,032 | 19,426,032 | 19,426,032 | 19.8% | ||
| Oaktree Fund GP I | 19,426,032 | 19,426,032 | 19,426,032 | 19.8% | ||
| Oaktree Capital I | 19,426,032 | 19,426,032 | 19,426,032 | 19.8% | ||
| OCM Holdings I | 19,426,032 | 19,426,032 | 19,426,032 | 19.8% | ||
| Oaktree Holdings | 19,426,032 | 19,426,032 | 19,426,032 | 19.8% | ||
| Oaktree Capital Management | 3,199,098 | 3,199,098 | 3,199,098 | 3.6% | ||
| Oaktree Holdings, Inc | 3,199,098 | 3,199,098 | 3,199,098 | 3.6% | ||
| Oaktree Capital Group | 19,426,032 | 19,426,032 | 19,426,032 | 19.8% | ||
| Oaktree Capital Group Holdings GP | 19,426,032 | 19,426,032 | 19,426,032 | 19.8% |
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Page 1 of 18 – SEC Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 4)*
SunOpta Inc.
(Name of Issuer)
Common Shares, no par value
(Title of Class of Securities)
8676EP108
(CUSIP Number)
Todd E. Molz
Managing Director, General Counsel and Chief Administrative Officer
Oaktree Capital Group Holdings GP, LLC
333 South Grand Avenue, 28th Floor
Los Angeles, California 90071
(213) 830-6300
With a copy to:
Dennis M. Myers, P.C.
Kirkland & Ellis LLP
300 N. LaSalle Street
Chicago, Illinois 60654
(312) 862-2000
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
December 15, 2017
(Date of Event which Requires Filing of this Statement)
If the filing person has
previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ☐
Note: Schedules filed in paper format shall
include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7(b) for other parties to whom copies are to be sent.
| * | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page
shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions
of the Act (however, see the Notes).
