13D Filing: Oaktree Capital Management and Oaktree Strategic Income Corp (OCSI)

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Page 8 of 19 – SEC Filing


CUSIP No. 67402D 104
  1

Name of
Reporting Person or I.R.S. Identification No. of Above Person

Oaktree Holdings,
LLC

  2

Check the Appropriate Box if a Member
of a Group

(a)  ☐        (b)  ☐

  3

SEC Use Only

  4

Source of Funds

Not applicable

  5

Check Box if Disclosure of Legal
Proceedings Is Required Pursuant to Item 2(d) or 2(e)

  6

Citizenship or Place of
Organization

Delaware

Number
of
Shares
Beneficially
Owned by
Each
Reporting
Person With

  7

Sole Voting Power

392,000 (1)

  8

Shared Voting Power

0

  9

Sole Dispositive Power

392,000 (1)

10

Shared Dispositive Power

0

11

Aggregate Amount Beneficially Owned by Each Reporting Person

392,000 (1)

12

Check Box if the Aggregate Amount in
Row (11) Excludes Certain Shares

13

Percent of Class Represented by
Amount in Row (11)

1.3%

14

Type of Reporting Person

OO

(1) Solely in its capacity as the managing member of OCM Holdings I, LLC.

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