13D Filing: Nokomis Capital and Sequans Communications SA ADR (SQNS)

NAME OF
REPORTING PERSONS

Brett Hendrickson

CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP*

(a)  ☐        (b)  ☐

SEC USE ONLY

SOURCE OF FUNDS*

AF/OO

CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d)

or 2(e)

☐

CITIZENSHIP OR PLACE OF
ORGANIZATION

United States

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

SOLE VOTING POWER

0

SHARED VOTING POWER

9,609,513 (1)

SOLE DISPOSITIVE POWER

0

SHARED DISPOSITIVE POWER

9,609,513 (1)

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

9,609,513 (1)

CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (11) EXCLUDES CERTAIN SHARES*

☐

PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)

9.9%

TYPE OF REPORTING PERSON*

HC, IN