13D Filing: Nierenberg Investment Management and Rosetta Stone Inc (RST)

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The Bulldog Fund, NIMCO and Mr. Nierenberg have shared power (i) to vote or direct the vote of, and (ii) to dispose or direct the disposition of, the 642,426 shares of Common Stock held by the Bulldog Fund.
The Offshore Fund, NIMO, NIMCO and Mr. Nierenberg have shared power (i) to vote or direct the vote of, and (ii) to dispose or direct the disposition of, the 47,630 shares of Common Stock held by the Offshore Fund.
(c)  During the past sixty (60) days the following sale of Shares of Common Stock were made by the Reporting Persons named below in open market transactions:
Fund
Transaction Date
Shares Sold
Price
D3 Family Fund LP
11/28/2017
24,859
12.06
D3 Family Bulldog Fund LP
11/28/2017
48,695
12.06
DIII Offshore Fund LP
11/28/2017
4,232
12.06
D3 Family Fund LP
11/29/2017
12,901
11.99
D3 Family Bulldog Fund LP
11/29/2017
31,559
11.99
DIII Offshore Fund LP
11/29/2017
2,340
11.99
D3 Family Fund LP
11/30/2017
20,790
11.97
D3 Family Bulldog Fund LP
11/30/2017
50,854
11.97
DIII Offshore Fund LP
11/30/2017
3,770
11.97
(e) The Reporting Persons ceased to be beneficial owner of more than five percent of the outstanding Shares on November 30, 2017.

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