13D Filing: Nierenberg Investment Management and Radisys Corp (RSYS)

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Page 9 of 10 – SEC Filing

The Bulldog Fund, NIMCO and Mr. Nierenberg have shared power (i) to vote or direct the vote of, and (ii) to dispose or direct the disposition of, the 1,070,648 Shares held by the Bulldog Fund.
The Offshore Fund, NIMO and Mr. Nierenberg have shared power (i) to vote or direct the vote of, and (ii) to dispose or direct the disposition of, the 79,836 Shares held by the Offshore Fund.
Item 5(c) is hereby amended and restated to read as follows:
 (c)  During the past sixty (60) days the following sale of Shares were made by the Reporting Persons named below in open market transaction:
Fund
Transaction Date
Shares Sold
Price
D3 Family Fund LP
7/17/2017
148,808
2.50
D3 Family Bulldog Fund LP
7/17/2017
344,140
2.50
DIII Offshore Fund LP
7/17/2017
7,052
2.50
D3 Family Fund LP
7/18/2017
141,229
2.61
D3 Family Bulldog Fund LP
7/18/2017
338,897
2.61
DIII Offshore Fund LP
7/18/2017
19,874
2.61
 (e)  The Reporting Persons ceased to be beneficial owners of more than five percent of the outstanding Shares on July 18, 2017.

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