13D Filing: Mill Road Capital, L.P. and Cartesian Inc. (CRTN)

Page 7 of 8 – SEC Filing


CUSIP No. 146534102 Page 7 of 8 Pages

(c) No Reporting Person, other than the Fund as set forth in the table below, effected any
transaction in shares of the Common Stock from September 7, 2017 (the date sixty days prior the filing of this Amendment No. 2 to the Schedule 13D) to the time of filing of this Amendment No. 2. to the Schedule 13D on November 6,
2017.

Date of

Purchase / Sale

Shares
Sold (#)
Avg. Purchase /
Sale Price per
Share ($)

11/2/2017

162,834 $ 0.2809

11/3/2017

224,915 $ 0.2515

(e) On November 2, 2017, the Reporting Persons, individually and collectively, ceased to have beneficial
ownership of more than 5.0% of the Common Stock.

[signature pages follow]

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