13D Filing: Mill Road Capital, L.P. and Cartesian Inc. (CRTN)

Names of
Reporting Persons.

Scott P. Scharfman

Check the Appropriate Box if a Member
of a Group (See Instructions)

(a)  ☐        (b)  ☐

SEC Use Only

Source of Funds (See Instructions)

AF

Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)

☐

Citizenship or Place of
Organization

USA

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

Sole Voting Power

Shared Voting Power

174,886

Sole Dispositive Power

Shared Dispositive Power

174,886

Aggregate Amount Beneficially Owned by Each Reporting Person

174,886

Check if the Aggregate Amount in Row
(11) Excludes Certain Shares (See Instructions)

☐

Percent of Class Represented by Amount
in Row (11)

1.9%

Type of Reporting Person (See
Instructions)

IN